UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IGI
1576
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.5M
| $15.3M | 0.01% |
667,580
-4,673
| -0.7% | -$100K |
|
|
CHK
1577
CALL
DELISTED
Chesapeake Energy Corporation
CHK
| $15.3M | 0.01% |
92,538
+1,431
| +2% | +$288K |
|
|
AMRN
1578
Amarin Corp
AMRN
$302M
| $15.3M | 0.01% |
35,599
+1,992
| +6% | +$757K |
|
1579
PUT
Target
TGT
$67.3B
| $15.3M | 0.01% |
119,000
-9,400
| -7% | -$1.1M |
|
1580
PUT
Autodesk
ADSK
$50.1B
| $15.2M | 0.01% |
83,100
-15,900
| -16% | -$2.58M |
|
1581
Invesco Municipal Trust
VKQ
$542M
| $15.2M | 0.01% |
1,233,272
-132,243
| -10% | -$1.63M |
|
1582
iShares MSCI Canada ETF
EWC
$6.19B
| $15.2M | 0.01% |
509,932
-599,206
| -54% | -$17.5M |
|
1583
Devon Energy
DVN
$50.8B
| $15.2M | 0.01% |
586,677
-358,549
| -38% | -$8.07M |
|
1584
iShares MSCI Taiwan ETF
EWT
$10.6B
| $15.2M | 0.01% |
370,217
+114,203
| +45% | +$4.5M |
|
1585
Commerce Bancshares
CBSH
$8.62B
| $15.2M | 0.01% |
300,310
+9,778
| +3% | +$457K |
|
1586
PUT
Cummins
CMI
$87.8B
| $15.2M | 0.01% |
84,800
| – | – |
|
1587
iShares Morningstar US Equity ETF
ILCB
$1.31B
| $15.1M | 0.01% |
328,476
+106,188
| +48% | +$4.66M |
|
1588
CALL
Costco
COST
$420B
| $15.1M | 0.01% |
51,500
+28,800
| +127% | +$8.56M |
|
1589
PUT
Honeywell
HON
$78.9B
| $15.1M | 0.01% |
90,503
-319
| -0.4% | -$52.1K |
|
1590
PUT
Lowe's Companies
LOW
$122B
| $15.1M | 0.01% |
126,000
+400
| +0.3% | +$45.7K |
|
1591
First Solar
FSLR
$26.2B
| $15.1M | 0.01% |
269,618
-15,327
| -5% | -$842K |
|
1592
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$753M
| $15.1M | 0.01% |
523,061
-16,799
| -3% | -$462K |
|
1593
PUT
Global Payments
GPN
$24.1B
| $15.1M | 0.01% |
+82,500
| New | +$14.2M |
|
1594
HSBC
HSBC
$364B
| $15.1M | 0.01% |
385,289
-39,470
| -9% | -$1.5M |
|
1595
Brunswick
BC
$5.41B
| $15.1M | 0.01% |
251,055
+137,414
| +121% | +$7.95M |
|
1596
Albemarle
ALB
$14.2B
| $15M | 0.01% |
205,986
-41,682
| -17% | -$2.78M |
|
1597
Eagle Materials
EXP
$6.63B
| $15M | 0.01% |
165,580
+1,047
| +0.6% | +$95.9K |
|
1598
PUT
Carnival Corporation Ltd
CCL
$40.5B
| $15M | 0.01% |
295,000
+160,000
| +119% | +$7.15M |
|
1599
iShares MSCI Malaysia ETF
EWM
$328M
| $15M | 0.01% |
525,623
+321,549
| +158% | +$9.01M |
|
1600
CALL
Align Technology
ALGN
$12.4B
| $15M | 0.01% |
53,700
| – | – |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.