UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
Alcoa
AA
$12.4B
| $12.7M | ﹤0.01% |
631,580
-5,371
| -0.8% | -$112K |
|
|
ONCE
1577
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
| $12.7M | ﹤0.01% |
130,654
+96,679
| +285% | +$9.68M |
|
1578
AGCO
AGCO
$7.51B
| $12.7M | ﹤0.01% |
167,148
-2,017
| -1% | -$148K |
|
1579
ING
ING
$101B
| $12.7M | ﹤0.01% |
1,210,669
-324,485
| -21% | -$3.41M |
|
|
DISCK
1580
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $12.6M | ﹤0.01% |
513,417
-756,516
| -60% | -$20.4M |
|
|
CBM
1581
DELISTED
Cambrex Corporation
CBM
| $12.6M | ﹤0.01% |
211,768
+199,588
| +1,639% | +$10.7M |
|
1582
Sabra Healthcare REIT
SBRA
$5.21B
| $12.6M | ﹤0.01% |
548,617
+181,917
| +50% | +$3.88M |
|
1583
CALL
United States Natural Gas Fund
UNG
$457M
| $12.6M | ﹤0.01% |
+157,800
| New | +$12.7M |
|
|
IPG
1584
DELISTED
Interpublic Group of Companies
IPG
| $12.6M | ﹤0.01% |
582,403
+141,400
| +32% | +$3.05M |
|
1585
TripAdvisor
TRIP
$1.67B
| $12.6M | ﹤0.01% |
324,640
+26,224
| +9% | +$1.09M |
|
1586
RenaissanceRe
RNR
$13.4B
| $12.5M | ﹤0.01% |
64,862
+27,830
| +75% | +$5.18M |
|
1587
Commerce Bancshares
CBSH
$8.62B
| $12.5M | ﹤0.01% |
290,532
-5,350
| -2% | -$223K |
|
|
JOYY
1588
JOYY Inc
JOYY
$3.77B
| $12.5M | ﹤0.01% |
222,091
+43,264
| +24% | +$2.63M |
|
1589
State Street SPDR S&P China ETF
GXC
$478M
| $12.5M | ﹤0.01% |
138,124
-30,446
| -18% | -$2.82M |
|
|
VTA
1590
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $12.4M | ﹤0.01% |
1,130,704
+42,355
| +4% | +$467K |
|
|
PDCE
1591
DELISTED
PDC Energy, Inc.
PDCE
| $12.4M | ﹤0.01% |
448,253
+343,390
| +327% | +$10.3M |
|
|
ADVM
1592
DELISTED
Adverum Biotechnologies
ADVM
| $12.4M | ﹤0.01% |
228,067
-85,787
| -27% | -$9.67M |
|
1593
CALL
Halliburton
HAL
$27B
| $12.4M | ﹤0.01% |
657,985
+220,185
| +50% | +$4.56M |
|
1594
PUT
Sinclair Inc
SBGI
$1.01B
| $12.4M | ﹤0.01% |
290,000
+145,000
| +100% | +$7.02M |
|
|
IFLN
1595
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
| $12.3M | ﹤0.01% |
647,731
+8,201
| +1% | +$156K |
|
|
GCI
1596
DELISTED
Gannett Co., Inc
GCI
| $12.3M | ﹤0.01% |
1,146,144
-278,661
| -20% | -$2.76M |
|
|
ICPT
1597
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $12.3M | ﹤0.01% |
185,325
+97,505
| +111% | +$6.55M |
|
1598
CALL
Home Depot
HD
$347B
| $12.3M | ﹤0.01% |
53,000
+6,400
| +14% | +$1.4M |
|
1599
CALL
Masco
MAS
$15.2B
| $12.3M | ﹤0.01% |
295,000
-498,500
| -63% | -$20M |
|
1600
iShares MSCI Spain ETF
EWP
$2.14B
| $12.3M | ﹤0.01% |
441,531
+384,678
| +677% | +$10.7M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.