UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
Leggett & Platt
LEG
$1.4B
| $10.5M | ﹤0.01% |
219,101
+7,509
| +4% | +$363K |
|
1577
PUT
Advanced Micro Devices
AMD
$700B
| $10.5M | ﹤0.01% |
820,000
-29,000
| -3% | -$378K |
|
1578
NGL Energy Partners
NGL
$1.94B
| $10.4M | ﹤0.01% |
903,715
-1,888,408
| -68% | -$20.9M |
|
1579
Alliant Energy
LNT
$18.6B
| $10.4M | ﹤0.01% |
250,836
+31,745
| +14% | +$1.32M |
|
1580
AMC Global Media
AMCX
$450M
| $10.4M | ﹤0.01% |
178,159
+56,891
| +47% | +$3.39M |
|
|
BKCC
1581
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $10.4M | ﹤0.01% |
1,386,080
+37,706
| +3% | +$278K |
|
|
TMX
1582
DELISTED
Terminix Global Holdings, Inc.
TMX
| $10.4M | ﹤0.01% |
332,064
+96,837
| +41% | +$2.86M |
|
|
JCP
1583
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
| $10.4M | ﹤0.01% |
2,728,200
+1,376,200
| +102% | +$6.09M |
|
1584
PUT
MetLife
MET
$62.4B
| $10.4M | ﹤0.01% |
200,000
-1,018,492
| -84% | -$49.6M |
|
1585
Factset
FDS
$10B
| $10.4M | ﹤0.01% |
57,664
+2,976
| +5% | +$486K |
|
|
DPG
1586
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
| $10.4M | ﹤0.01% |
638,991
-1,898
| -0.3% | -$31.3K |
|
1587
Enovis
ENOV
$1.74B
| $10.4M | ﹤0.01% |
144,573
+63,105
| +77% | +$4.39M |
|
1588
PUT
Medtronic
MDT
$112B
| $10.3M | ﹤0.01% |
132,800
+70,500
| +113% | +$5.85M |
|
1589
Chipotle Mexican Grill
CMG
$43.9B
| $10.3M | ﹤0.01% |
1,677,100
-1,107,700
| -40% | -$7.46M |
|
|
HPS
1590
John Hancock Preferred Income Fund III
HPS
$454M
| $10.3M | ﹤0.01% |
547,315
-3,237
| -0.6% | -$61.1K |
|
1591
Invesco S&P Global Water Index ETF
CGW
$1.05B
| $10.3M | ﹤0.01% |
298,480
+22,674
| +8% | +$759K |
|
|
MGI
1592
DELISTED
MoneyGram International, Inc. New
MGI
| $10.2M | ﹤0.01% |
635,492
+206,741
| +48% | +$3.34M |
|
1593
CALL
Trinity Industries
TRN
$2.92B
| $10.2M | ﹤0.01% |
+445,591
| New | +$9.2M |
|
|
ABMD
1594
DELISTED
Abiomed Inc
ABMD
| $10.2M | ﹤0.01% |
60,634
+16,323
| +37% | +$2.47M |
|
|
CNXM
1595
DELISTED
CNX Midstream Partners LP
CNXM
| $10.2M | ﹤0.01% |
645,199
-22,694
| -3% | -$413K |
|
1596
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
| $10.2M | ﹤0.01% |
201,105
+147,133
| +273% | +$7.45M |
|
1597
Graco
GGG
$13.2B
| $10.2M | ﹤0.01% |
246,693
-64,530
| -21% | -$2.46M |
|
1598
CALL
Lear
LEA
$7.39B
| $10.1M | ﹤0.01% |
58,600
+54,500
| +1,329% | +$8.25M |
|
1599
PUT
CVS Health
CVS
$135B
| $10.1M | ﹤0.01% |
124,600
+124,200
| +31,050% | +$9.82M |
|
1600
Corpay
CPAY
$25.7B
| $10.1M | ﹤0.01% |
65,229
-26,384
| -29% | -$3.87M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.