UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LLL
1576
DELISTED
L3 Technologies, Inc.
LLL
| $9.1M | 0.01% |
55,049
+11,469
| +26% | +$1.86M |
|
1577
PUT
International Paper
IP
$21.6B
| $9.09M | 0.01% |
189,024
-17,741
| -9% | -$889K |
|
1578
Nomad Foods
NOMD
$1.66B
| $9.07M | 0.01% |
792,264
+19,023
| +2% | +$203K |
|
1579
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$506M
| $9.06M | ﹤0.01% |
171,588
+25,323
| +17% | +$1.33M |
|
1580
iShares Micro-Cap ETF
IWC
$1.44B
| $9.06M | ﹤0.01% |
105,741
-6,980
| -6% | -$593K |
|
|
NBH
1581
Neuberger Municipal Fund Inc
NBH
$301M
| $9.05M | ﹤0.01% |
609,701
-5,444
| -0.9% | -$83.4K |
|
1582
Fomento Económico Mexicano
FMX
$43.6B
| $9.04M | ﹤0.01% |
102,170
+41,713
| +69% | +$3.4M |
|
1583
PUT
Baxter International
BAX
$13.5B
| $9.02M | ﹤0.01% |
+174,000
| New | +$8.56M |
|
|
GWPH
1584
CALL
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $9.02M | ﹤0.01% |
74,600
-36,700
| -33% | -$4.5M |
|
1585
Ameren
AEE
$30.3B
| $9.01M | ﹤0.01% |
165,078
-24,531
| -13% | -$1.31M |
|
|
IBMJ
1586
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
| $9.01M | ﹤0.01% |
351,450
+131,329
| +60% | +$3.35M |
|
1587
Ball Corp
BALL
$17.3B
| $9.01M | ﹤0.01% |
242,646
+57,352
| +31% | +$2.14M |
|
1588
PUT
Equinix
EQIX
$101B
| $9.01M | ﹤0.01% |
+22,500
| New | +$8.54M |
|
1589
Banc of California
BANC
$3.03B
| $8.99M | ﹤0.01% |
434,543
+76,128
| +21% | +$1.42M |
|
1590
VanEck Biotech ETF
BBH
$400M
| $8.99M | ﹤0.01% |
75,508
-9,922
| -12% | -$1.16M |
|
1591
Waters Corp
WAT
$37B
| $8.97M | ﹤0.01% |
57,411
+25,613
| +81% | +$3.83M |
|
|
TEN
1592
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $8.92M | ﹤0.01% |
142,839
+54,811
| +62% | +$3.59M |
|
1593
CALL
Halliburton
HAL
$26.9B
| $8.91M | ﹤0.01% |
181,070
-7,407,670
| -98% | -$398M |
|
1594
Hormel Foods
HRL
$13.8B
| $8.91M | ﹤0.01% |
257,268
-94,276
| -27% | -$3.36M |
|
1595
Sony
SONY
$137B
| $8.91M | ﹤0.01% |
1,320,590
-16,100
| -1% | -$100K |
|
1596
Gabelli Dividend & Income Trust
GDV
$2.6B
| $8.89M | ﹤0.01% |
425,980
-4,122
| -1% | -$85.1K |
|
1597
Gartner
IT
$10.1B
| $8.88M | ﹤0.01% |
82,180
-5,210
| -6% | -$537K |
|
1598
Realty Income
O
$59.6B
| $8.84M | ﹤0.01% |
153,312
-38,467
| -20% | -$2.23M |
|
1599
CALL
Thermo Fisher Scientific
TMO
$213B
| $8.83M | ﹤0.01% |
57,500
+46,600
| +428% | +$7.12M |
|
1600
Dentsply Sirona
XRAY
$2.68B
| $8.8M | ﹤0.01% |
141,020
-23,588
| -14% | -$1.42M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.