UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1551
Snap-on
SNA
$21.5B
| $20.8M | 0.01% |
96,519
+6,733
| +7% | +$1.44M |
|
1552
PUT
Cleveland-Cliffs
CLF
$6.99B
| $20.8M | 0.01% |
954,500
+104,500
| +12% | +$2.25M |
|
|
B
1553
CALL
Barrick Mining
B
$73.2B
| $20.8M | 0.01% |
1,093,200
+665,700
| +156% | +$12.6M |
|
1554
Manulife Financial
MFC
$73.5B
| $20.8M | 0.01% |
1,088,519
+95,058
| +10% | +$1.84M |
|
|
PXD
1555
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
| $20.7M | 0.01% |
114,000
-12,400
| -10% | -$2.28M |
|
1556
Capri Holdings
CPRI
$1.74B
| $20.7M | 0.01% |
319,296
-369,388
| -54% | -$21.9M |
|
1557
DraftKings
DKNG
$11.9B
| $20.7M | 0.01% |
754,350
-248,390
| -25% | -$9.73M |
|
|
BSCN
1558
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $20.7M | 0.01% |
964,969
+106,294
| +12% | +$2.29M |
|
1559
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $20.7M | 0.01% |
536,970
-17,446
| -3% | -$674K |
|
1560
Hewlett Packard
HPE
$70.5B
| $20.6M | 0.01% |
1,307,019
-669,790
| -34% | -$10.1M |
|
1561
NRG Energy
NRG
$24.8B
| $20.6M | 0.01% |
477,770
+106,456
| +29% | +$4.18M |
|
1562
Tenet Healthcare
THC
$21.1B
| $20.6M | 0.01% |
251,941
+26,816
| +12% | +$1.96M |
|
|
HTD
1563
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
| $20.6M | 0.01% |
786,783
+30
| +0% | +$734 |
|
1564
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
| $20.6M | 0.01% |
211,883
+5,575
| +3% | +$536K |
|
1565
CALL
Applovin
APP
$116B
| $20.5M | 0.01% |
217,700
+81,400
| +60% | +$7.58M |
|
1566
Vanguard International High Dividend Yield ETF
VYMI
$20.9B
| $20.5M | 0.01% |
304,533
+21,768
| +8% | +$1.46M |
|
1567
CALL
Waste Management
WM
$91B
| $20.4M | 0.01% |
122,400
+34,356
| +39% | +$5.52M |
|
1568
AES
AES
$10.5B
| $20.4M | 0.01% |
840,047
+54,407
| +7% | +$1.32M |
|
|
EVV
1569
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
| $20.4M | 0.01% |
1,557,013
-72,502
| -4% | -$954K |
|
1570
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
| $20.4M | 0.01% |
437,223
+11,289
| +3% | +$500K |
|
1571
CALL
Merck
MRK
$318B
| $20.4M | 0.01% |
265,600
+200,701
| +309% | +$16M |
|
1572
iShares MSCI Singapore ETF
EWS
$1.08B
| $20.3M | 0.01% |
949,638
-216,330
| -19% | -$4.98M |
|
|
K
1573
PUT
DELISTED
Kellanova
K
| $20.3M | 0.01% |
335,475
+82,412
| +33% | +$4.86M |
|
1574
Goodyear
GT
$1.85B
| $20.2M | 0.01% |
948,634
+336,523
| +55% | +$6.99M |
|
1575
CALL
Tyson Foods
TSN
$20.4B
| $20.2M | 0.01% |
232,000
+118,100
| +104% | +$9.71M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.