UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1551
CF Industries
CF
$17.9B
| $18.8M | 0.01% |
336,061
-30,142
| -8% | -$1.45M |
|
1552
PUT
The Mosaic Company
MOS
$7.46B
| $18.8M | 0.01% |
525,000
+275,000
| +110% | +$8.8M |
|
|
NS
1553
DELISTED
NuStar Energy L.P.
NS
| $18.7M | 0.01% |
1,189,754
-270,551
| -19% | -$4.45M |
|
1554
PUT
Albemarle
ALB
$14.8B
| $18.7M | 0.01% |
85,300
+40,300
| +90% | +$8.61M |
|
1555
Vanguard International High Dividend Yield ETF
VYMI
$20.8B
| $18.7M | 0.01% |
282,765
+49,637
| +21% | +$3.36M |
|
1556
C4 Therapeutics
CCCC
$402M
| $18.6M | 0.01% |
417,353
+15,980
| +4% | +$684K |
|
|
BSCN
1557
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $18.6M | 0.01% |
858,675
+14,441
| +2% | +$313K |
|
1558
Sun Life Financial
SLF
$45.6B
| $18.6M | 0.01% |
361,552
-151,735
| -30% | -$7.8M |
|
1559
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
| $18.5M | 0.01% |
182,038
-42,203
| -19% | -$4.29M |
|
1560
iShares MSCI Kokusai Fund
TOK
$255M
| $18.5M | 0.01% |
195,795
-20
| -0% | -$1.95K |
|
1561
Upstart Holdings
UPST
$2.89B
| $18.5M | 0.01% |
58,506
+7,354
| +14% | +$1.45M |
|
1562
iShares Global Healthcare ETF
IXJ
$4.14B
| $18.4M | 0.01% |
220,141
+19,128
| +10% | +$1.65M |
|
|
XLRN
1563
DELISTED
Acceleron Pharma
XLRN
| $18.4M | 0.01% |
107,102
+30,818
| +40% | +$4.03M |
|
1564
Liberty Media Series A
FWONA
$22.9B
| $18.4M | 0.01% |
409,116
-112,277
| -22% | -$4.71M |
|
1565
State Street SPDR S&P International Dividend ETF
DWX
$528M
| $18.4M | 0.01% |
485,149
-163,194
| -25% | -$6.5M |
|
1566
PUT
Avis
CAR
$4.89B
| $18.4M | 0.01% |
158,000
+81,100
| +105% | +$7.15M |
|
1567
CALL
Coca-Cola
KO
$374B
| $18.4M | 0.01% |
350,618
| – | – |
|
1568
BorgWarner
BWA
$13.5B
| $18.4M | 0.01% |
483,477
+12,595
| +3% | +$501K |
|
1569
TransDigm Group
TDG
$69.8B
| $18.3M | 0.01% |
29,341
+46
| +0.2% | +$28.7K |
|
1570
Cognex
CGNX
$11.2B
| $18.3M | 0.01% |
227,903
-54,549
| -19% | -$4.69M |
|
1571
Magna International
MGA
$18.1B
| $18.3M | 0.01% |
242,739
-275,178
| -53% | -$22.6M |
|
1572
iQIYI
IQ
$1.24B
| $18.2M | 0.01% |
2,271,683
+1,640,774
| +260% | +$17M |
|
1573
iShares International Equity Factor ETF
INTF
$3.68B
| $18.2M | 0.01% |
628,302
+12,332
| +2% | +$372K |
|
1574
iShares Global 100 ETF
IOO
$9.19B
| $18.2M | 0.01% |
256,280
+8,798
| +4% | +$644K |
|
1575
PUT
Lockheed Martin
LMT
$135B
| $18.2M | 0.01% |
52,773
-20,000
| -27% | -$7.24M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.