UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DISCK
1551
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $15.7M | 0.01% |
515,484
+2,067
| +0.4% | +$58K |
|
1552
Royal Gold
RGLD
$17.5B
| $15.7M | 0.01% |
128,395
+67,245
| +110% | +$7.95M |
|
1553
Carlisle Companies
CSL
$15.3B
| $15.6M | 0.01% |
96,508
+50,629
| +110% | +$7.8M |
|
1554
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.05B
| $15.6M | 0.01% |
717,859
+519,537
| +262% | +$11M |
|
1555
CALL
Exelon
EXC
$47.2B
| $15.6M | 0.01% |
479,484
+459,155
| +2,259% | +$14.9M |
|
1556
Liberty Broadband Class A
LBRDA
$5.17B
| $15.6M | 0.01% |
125,062
+97,843
| +359% | +$11.3M |
|
1557
PUT
Viatris
VTRS
$20.6B
| $15.6M | 0.01% |
+775,000
| New | +$14.4M |
|
1558
iShares Dow Jones US ETF
IYY
$3.05B
| $15.6M | 0.01% |
195,146
-12,608
| -6% | -$964K |
|
|
RC
1559
Ready Capital
RC
$287M
| $15.6M | 0.01% |
1,009,815
+138,181
| +16% | +$2.18M |
|
1560
PUT
ServiceNow
NOW
$122B
| $15.6M | 0.01% |
275,500
-931,000
| -77% | -$49M |
|
1561
iShares US Energy ETF
IYE
$1.73B
| $15.6M | 0.01% |
484,279
+77,560
| +19% | +$2.45M |
|
1562
CALL
JD.com
JD
$44.5B
| $15.5M | 0.01% |
441,340
-50,853
| -10% | -$1.64M |
|
1563
CALL
PepsiCo
PEP
$190B
| $15.5M | 0.01% |
113,700
+68,700
| +153% | +$9.35M |
|
|
HR
1564
DELISTED
Healthcare Realty Trust Incorporated
HR
| $15.5M | 0.01% |
464,930
+304,901
| +191% | +$10.1M |
|
1565
iShares Global Healthcare ETF
IXJ
$4.08B
| $15.5M | 0.01% |
225,009
+3,067
| +1% | +$199K |
|
1566
CALL
Under Armour Class C
UA
$2.86B
| $15.5M | 0.01% |
+806,300
| New | +$14.2M |
|
1567
Nuveen Taxable Municipal Income Fund
NBB
$450M
| $15.4M | 0.01% |
705,384
+115,918
| +20% | +$2.52M |
|
1568
SEI Investments
SEIC
$12.6B
| $15.4M | 0.01% |
235,272
+124,800
| +113% | +$7.76M |
|
|
WMC
1569
DELISTED
Western Asset Mortgage Capital Corporation
WMC
| $15.4M | 0.01% |
149,031
-6,333
| -4% | -$642K |
|
1570
Bank of Montreal
BMO
$126B
| $15.4M | 0.01% |
198,475
-151,183
| -43% | -$11.4M |
|
1571
Textron
TXT
$15.3B
| $15.4M | 0.01% |
344,593
+112,436
| +48% | +$5.21M |
|
|
HES
1572
DELISTED
Hess
HES
| $15.4M | 0.01% |
230,015
-15,200
| -6% | -$994K |
|
|
GRMN
1573
Garmin
GRMN
$59.3B
| $15.3M | 0.01% |
157,278
-122,273
| -44% | -$11.4M |
|
1574
TechnipFMC
FTI
$27.5B
| $15.3M | 0.01% |
959,621
-732,845
| -43% | -$11.4M |
|
|
ZAYO
1575
DELISTED
Zayo Group Holdings, Inc.
ZAYO
| $15.3M | 0.01% |
441,310
-1,956,880
| -82% | -$67M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.