UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1526
Timken Company
TKR
$8.92B
| $19.2M | 0.01% |
294,197
+17,277
| +6% | +$1.28M |
|
1527
Hasbro
HAS
$12.9B
| $19.2M | 0.01% |
215,470
+13,785
| +7% | +$1.34M |
|
1528
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
| $19.2M | 0.01% |
254,101
+80,716
| +47% | +$6.1M |
|
1529
Best Buy
BBY
$16.9B
| $19.1M | 0.01% |
180,972
-47,956
| -21% | -$5.39M |
|
1530
Manulife Financial
MFC
$74.1B
| $19.1M | 0.01% |
993,461
-437,131
| -31% | -$8.5M |
|
1531
CALL
iShares MSCI Taiwan ETF
EWT
$10.6B
| $19.1M | 0.01% |
308,000
+88,000
| +40% | +$5.61M |
|
|
1532
PUT
iShares MSCI Taiwan ETF
EWT
$10.6B
| $19.1M | 0.01% |
308,000
-32,000
| -9% | -$2.04M |
|
1533
iShares Global Financials ETF
IXG
$686M
| $19.1M | 0.01% |
243,192
+108,849
| +81% | +$8.53M |
|
1534
Bank of Montreal
BMO
$127B
| $19.1M | 0.01% |
191,093
+2,446
| +1% | +$246K |
|
1535
Lumen
LUMN
$6.09B
| $19M | 0.01% |
1,536,748
-85,777
| -5% | -$1.08M |
|
1536
Aon
AON
$76.5B
| $19M | 0.01% |
66,613
-77,699
| -54% | -$20.9M |
|
1537
LGI Homes
LGIH
$1.38B
| $19M | 0.01% |
133,959
+11,173
| +9% | +$1.76M |
|
|
PDO
1538
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
| $19M | 0.01% |
904,860
+208,826
| +30% | +$4.49M |
|
1539
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $19M | 0.01% |
+151,000
| New | +$19.4M |
|
|
SPYM
1540
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
| $19M | 0.01% |
375,749
-5,824
| -2% | -$302K |
|
1541
Healthcare Realty
HR
$6.92B
| $18.9M | 0.01% |
637,061
+330,987
| +108% | +$9.65M |
|
1542
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
| $18.9M | 0.01% |
206,308
+2,564
| +1% | +$234K |
|
1543
Ameren
AEE
$30B
| $18.9M | 0.01% |
232,800
+2,562
| +1% | +$219K |
|
1544
Invesco Solar ETF
TAN
$1.45B
| $18.9M | 0.01% |
235,812
-83,300
| -26% | -$7.01M |
|
1545
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
| $18.9M | 0.01% |
570,351
+18,702
| +3% | +$619K |
|
1546
Fair Isaac
FICO
$22.3B
| $18.8M | 0.01% |
47,195
-17,439
| -27% | -$8.29M |
|
1547
CALL
Johnson & Johnson
JNJ
$619B
| $18.8M | 0.01% |
116,221
-50,200
| -30% | -$8.56M |
|
1548
PUT
Northrop Grumman
NOC
$80.7B
| $18.8M | 0.01% |
52,110
-14,435
| -22% | -$5.22M |
|
1549
CALL
Dow Inc
DOW
$21.9B
| $18.8M | 0.01% |
325,981
| – | – |
|
1550
Snap-on
SNA
$21.5B
| $18.8M | 0.01% |
89,786
+8,516
| +10% | +$1.89M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.