UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WBA
1526
PUT
DELISTED
Walgreens Boots Alliance
WBA
| $12.1M | ﹤0.01% |
336,000
+329,000
| +4,700% | +$12.9M |
|
|
SGI
1527
Somnigroup International
SGI
$13.7B
| $12.1M | ﹤0.01% |
540,636
+238,188
| +79% | +$4.92M |
|
|
X
1528
CALL
DELISTED
US Steel
X
| $12.1M | ﹤0.01% |
1,641,725
+1,551,725
| +1,724% | +$11.8M |
|
|
HIX
1529
Western Asset High Income Fund II
HIX
$355M
| $12M | ﹤0.01% |
1,881,696
-81,054
| -4% | -$531K |
|
|
SBNY
1530
DELISTED
Signature Bank
SBNY
| $12M | ﹤0.01% |
144,707
+84,924
| +142% | +$8.46M |
|
1531
Globe Life
GL
$14.3B
| $12M | ﹤0.01% |
149,706
+48,700
| +48% | +$3.89M |
|
1532
Autohome
ATHM
$2.62B
| $11.9M | ﹤0.01% |
124,460
-1,540
| -1% | -$134K |
|
1533
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.23B
| $11.9M | ﹤0.01% |
206,361
+183,068
| +786% | +$10.7M |
|
1534
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
| $11.9M | ﹤0.01% |
384,966
+114,997
| +43% | +$3.54M |
|
|
CONE
1535
DELISTED
CyrusOne Inc Common Stock
CONE
| $11.9M | ﹤0.01% |
169,503
+18,081
| +12% | +$1.42M |
|
|
ZEN
1536
DELISTED
ZENDESK INC
ZEN
| $11.8M | ﹤0.01% |
114,772
+25,359
| +28% | +$2.37M |
|
|
ATVI
1537
PUT
DELISTED
Activision Blizzard
ATVI
| $11.8M | ﹤0.01% |
145,900
+74,900
| +105% | +$6.08M |
|
1538
PUT
VanEck Oil Services ETF
OIH
$1.92B
| $11.8M | ﹤0.01% |
120,611
-467,655
| -79% | -$57.4M |
|
1539
iShares California Muni Bond ETF
CMF
$4.62B
| $11.8M | ﹤0.01% |
188,632
-5,702
| -3% | -$357K |
|
1540
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
| $11.7M | ﹤0.01% |
500,835
-203,210
| -29% | -$4.81M |
|
1541
Gentex
GNTX
$5.07B
| $11.7M | ﹤0.01% |
453,932
+122,673
| +37% | +$3.26M |
|
|
ATVI
1542
CALL
DELISTED
Activision Blizzard
ATVI
| $11.7M | ﹤0.01% |
144,100
+52,100
| +57% | +$4.23M |
|
1543
State Street SPDR S&P Transportation ETF
XTN
$399M
| $11.6M | ﹤0.01% |
198,972
+138,372
| +228% | +$7.97M |
|
|
CMA
1544
DELISTED
Comerica
CMA
| $11.5M | ﹤0.01% |
301,683
+104,312
| +53% | +$4.01M |
|
1545
Qfin Holdings
QFIN
$1.61B
| $11.5M | ﹤0.01% |
964,137
+159,710
| +20% | +$2.08M |
|
1546
Atmos Energy
ATO
$28.8B
| $11.5M | ﹤0.01% |
120,342
+52,600
| +78% | +$5.25M |
|
1547
Suburban Propane Partners
SPH
$1.18B
| $11.5M | ﹤0.01% |
706,525
+279,779
| +66% | +$3.84M |
|
1548
PUT
Under Armour
UAA
$2.6B
| $11.5M | ﹤0.01% |
1,023,900
-71,100
| -6% | -$749K |
|
|
SLY
1549
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $11.5M | ﹤0.01% |
188,666
+3,542
| +2% | +$219K |
|
1550
CALL
Vroom Inc
VRM
$48.2M
| $11.5M | ﹤0.01% |
+2,771
| New | +$12.4M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.