UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
CALL
Apollo Global Management
APO
$73.7B
| $20M | 0.01% |
324,100
+268,100
| +479% | +$16.1M |
|
1502
Rithm Capital
RITM
$5.55B
| $20M | 0.01% |
1,814,026
-30,110
| -2% | -$309K |
|
1503
Invesco KBW Bank ETF
KBWB
$6.86B
| $19.9M | 0.01% |
297,052
+34,251
| +13% | +$2.22M |
|
1504
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $19.9M | 0.01% |
711,775
+169,208
| +31% | +$4.77M |
|
1505
AB InBev
BUD
$165B
| $19.9M | 0.01% |
352,455
+4,399
| +1% | +$276K |
|
1506
BlackRock Credit Allocation Income Trust
BTZ
$947M
| $19.8M | 0.01% |
1,309,980
-70,581
| -5% | -$1.1M |
|
1507
Global X US Preferred ETF
PFFD
$2.16B
| $19.8M | 0.01% |
769,453
+147,076
| +24% | +$3.82M |
|
|
TRUE
1508
DELISTED
TrueCar
TRUE
| $19.8M | 0.01% |
4,759,106
+40,783
| +0.9% | +$189K |
|
1509
Futu Holdings
FUTU
$14.7B
| $19.8M | 0.01% |
217,479
+43,002
| +25% | +$4.75M |
|
1510
Commerce Bancshares
CBSH
$8.51B
| $19.8M | 0.01% |
362,044
-52,107
| -13% | -$2.87M |
|
1511
Globant
GLOB
$1.61B
| $19.7M | 0.01% |
70,218
+16,012
| +30% | +$4.39M |
|
|
CXP
1512
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $19.7M | 0.01% |
1,035,786
+902,467
| +677% | +$15.7M |
|
|
IBDM
1513
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
| $19.7M | 0.01% |
796,489
-91,044
| -10% | -$2.25M |
|
1514
Datadog
DDOG
$81.6B
| $19.6M | 0.01% |
138,850
+14,162
| +11% | +$1.79M |
|
1515
British American Tobacco
BTI
$127B
| $19.6M | 0.01% |
554,764
-69,621
| -11% | -$2.61M |
|
1516
Jack Henry & Associates
JKHY
$11.2B
| $19.5M | 0.01% |
118,916
+2,609
| +2% | +$449K |
|
1517
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
| $19.5M | 0.01% |
262,444
+3,824
| +1% | +$291K |
|
1518
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| $19.5M | 0.01% |
282,700
-492,300
| -64% | -$35.1M |
|
|
CYBR
1519
DELISTED
CyberArk
CYBR
| $19.4M | 0.01% |
122,961
+27,165
| +28% | +$4.13M |
|
1520
Varonis Systems
VRNS
$4.87B
| $19.3M | 0.01% |
317,930
+214,086
| +206% | +$13.4M |
|
1521
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$412M
| $19.3M | 0.01% |
435,278
-37,712
| -8% | -$1.71M |
|
1522
Affirm
AFRM
$25.6B
| $19.3M | 0.01% |
162,033
+118,436
| +272% | +$9.46M |
|
1523
Deckers Outdoor
DECK
$13.3B
| $19.3M | 0.01% |
321,258
+34,446
| +12% | +$2.36M |
|
|
1524
PUT
Danaher
DHR
$141B
| $19.3M | 0.01% |
71,436
+43,766
| +158% | +$11.9M |
|
1525
CALL
Sportradar
SRAD
$3.76B
| $19.2M | 0.01% |
+850,510
| New | +$21.7M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.