UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
Cognex
CGNX
$11.3B
| $15.8M | 0.01% |
197,054
-36,883
| -16% | -$2.68M |
|
1502
Altimmune
ALT
$599M
| $15.8M | 0.01% |
1,401,690
+1,400,483
| +116,030% | +$16.5M |
|
1503
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
| $15.8M | 0.01% |
100,000
-340,000
| -77% | -$54M |
|
1504
CALL
Procter & Gamble
PG
$339B
| $15.8M | 0.01% |
113,300
+53,400
| +89% | +$7.46M |
|
1505
SEI Investments
SEIC
$12.6B
| $15.8M | 0.01% |
274,323
+70,126
| +34% | +$3.83M |
|
|
RJET
1506
Republic Airways Holdings
RJET
$1B
| $15.7M | 0.01% |
156,897
+9,511
| +6% | +$708K |
|
1507
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
| $15.7M | 0.01% |
511,429
+15,885
| +3% | +$461K |
|
1508
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$718M
| $15.6M | 0.01% |
176,201
-335,678
| -66% | -$29.2M |
|
1509
PUT
Cigna
CI
$74.6B
| $15.6M | 0.01% |
75,000
| – | – |
|
1510
CALL
Cheniere Energy
LNG
$52.9B
| $15.6M | 0.01% |
260,000
+200,000
| +333% | +$10.7M |
|
1511
Invesco Financial Preferred ETF
PGF
$674M
| $15.6M | 0.01% |
812,483
+34,438
| +4% | +$654K |
|
1512
JB Hunt Transport Services
JBHT
$25.2B
| $15.6M | 0.01% |
114,083
+47,729
| +72% | +$6.33M |
|
1513
PUT
Lam Research
LRCX
$390B
| $15.6M | 0.01% |
330,000
| – | – |
|
|
HEP
1514
DELISTED
Holly Energy Partners, L.P.
HEP
| $15.6M | 0.01% |
1,097,311
-310,465
| -22% | -$4.03M |
|
|
HES
1515
PUT
DELISTED
Hess
HES
| $15.6M | 0.01% |
295,000
-799,900
| -73% | -$36.4M |
|
1516
iShares US Energy ETF
IYE
$1.71B
| $15.5M | 0.01% |
766,565
+322,337
| +73% | +$5.92M |
|
1517
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
| $15.5M | 0.01% |
640,582
+13,619
| +2% | +$304K |
|
1518
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
| $15.5M | 0.01% |
284,064
-3,828
| -1% | -$198K |
|
1519
PUT
Lockheed Martin
LMT
$136B
| $15.4M | 0.01% |
43,500
+33,300
| +326% | +$12.2M |
|
|
SLY
1520
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $15.4M | 0.01% |
193,958
+5,292
| +3% | +$377K |
|
1521
Invesco Large Cap Growth ETF
PWB
$2.39B
| $15.4M | 0.01% |
227,615
-2,672
| -1% | -$172K |
|
1522
Jack Henry & Associates
JKHY
$11.1B
| $15.4M | 0.01% |
94,847
-21,383
| -18% | -$3.4M |
|
1523
Globe Life
GL
$14.3B
| $15.4M | 0.01% |
161,763
+12,057
| +8% | +$1.07M |
|
1524
iShares Global Infrastructure ETF
IGF
$10.8B
| $15.4M | 0.01% |
351,242
+85,033
| +32% | +$3.57M |
|
1525
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.83B
| $15.3M | 0.01% |
197,214
+12
| +0% | +$857 |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.