UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
Rithm Capital
RITM
$5.69B
| $8.92M | ﹤0.01% |
1,780,030
-4,796,319
| -73% | -$69.5M |
|
1502
BlackRock MuniYield Quality Fund
MQY
$817M
| $8.91M | ﹤0.01% |
612,449
+13,090
| +2% | +$195K |
|
|
SGEN
1503
DELISTED
Seagen Inc. Common Stock
SGEN
| $8.89M | ﹤0.01% |
77,086
-7,782
| -9% | -$862K |
|
|
DQ
1504
Daqo New Energy
DQ
$996M
| $8.89M | ﹤0.01% |
767,030
+755,225
| +6,398% | +$8.86M |
|
1505
First Trust Indxx NextG ETF
NXTG
$564M
| $8.83M | ﹤0.01% |
189,186
+111,396
| +143% | +$5.85M |
|
1506
PUT
Banco Bradesco
BBD
$36.7B
| $8.81M | ﹤0.01% |
2,888,270
+1,497,375
| +108% | +$7.7M |
|
1507
PUT
BHP
BHP
$230B
| $8.81M | ﹤0.01% |
269,040
+42,374
| +19% | +$1.77M |
|
1508
PUT
Prudential Financial
PRU
$41.8B
| $8.81M | ﹤0.01% |
168,900
-105,200
| -38% | -$8.36M |
|
1509
Monolithic Power Systems
MPWR
$68.9B
| $8.8M | ﹤0.01% |
52,573
-39,478
| -43% | -$6.76M |
|
1510
Pentair
PNR
$11B
| $8.78M | ﹤0.01% |
295,008
-163,775
| -36% | -$6.59M |
|
1511
Beyond Meat
BYND
$277M
| $8.77M | ﹤0.01% |
131,653
+49,798
| +61% | +$4.83M |
|
1512
SiriusXM
SIRI
$10.1B
| $8.75M | ﹤0.01% |
177,191
-182,025
| -51% | -$11.9M |
|
1513
Albemarle
ALB
$15.5B
| $8.74M | ﹤0.01% |
155,032
-50,954
| -25% | -$3.91M |
|
1514
PUT
Linde
LIN
$226B
| $8.7M | ﹤0.01% |
50,300
-16,900
| -25% | -$3.34M |
|
1515
Royce Value Trust
RVT
$2.3B
| $8.7M | ﹤0.01% |
899,429
+27,443
| +3% | +$363K |
|
|
BFK
1516
DELISTED
BlackRock Municipal Income Trust
BFK
| $8.69M | ﹤0.01% |
670,823
+9,324
| +1% | +$130K |
|
1517
Ameren
AEE
$30.1B
| $8.68M | ﹤0.01% |
119,207
-191,715
| -62% | -$15.2M |
|
|
PDX
1518
PIMCO Dynamic Income Strategy Fund
PDX
$965M
| $8.66M | ﹤0.01% |
1,611,890
+282,439
| +21% | +$3.73M |
|
|
HDS
1519
DELISTED
HD Supply Holdings, Inc.
HDS
| $8.65M | ﹤0.01% |
304,293
+183,914
| +153% | +$6.87M |
|
|
ETB
1520
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
| $8.65M | ﹤0.01% |
709,442
-107,597
| -13% | -$1.63M |
|
|
SIVB
1521
DELISTED
SVB Financial Group
SIVB
| $8.64M | ﹤0.01% |
57,210
-16,914
| -23% | -$3.72M |
|
1522
WisdomTree US High Dividend Fund
DHS
$1.58B
| $8.63M | ﹤0.01% |
152,522
+3,732
| +3% | +$261K |
|
1523
Moelis & Co
MC
$4.94B
| $8.6M | ﹤0.01% |
305,984
+13,099
| +4% | +$430K |
|
1524
West Pharmaceutical
WST
$24.9B
| $8.6M | ﹤0.01% |
56,450
-61,016
| -52% | -$9.39M |
|
1525
CALL
Verizon
VZ
$196B
| $8.58M | ﹤0.01% |
159,700
-148,600
| -48% | -$8.5M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.