UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RC
1501
Ready Capital
RC
$287M
| $13.9M | 0.01% |
871,634
+806,034
| +1,229% | +$12.2M |
|
1502
Evergy
EVRG
$19.3B
| $13.8M | 0.01% |
208,059
+31,751
| +18% | +$2.01M |
|
1503
Toro Company
TTC
$9.44B
| $13.8M | 0.01% |
188,853
-11,136
| -6% | -$796K |
|
1504
Alliant Energy
LNT
$18.3B
| $13.8M | 0.01% |
256,241
-180,126
| -41% | -$9.25M |
|
1505
PUT
Lowe's Companies
LOW
$122B
| $13.8M | 0.01% |
125,600
-300
| -0.2% | -$31.7K |
|
1506
PUT
Cummins
CMI
$87.8B
| $13.8M | 0.01% |
84,800
-6,500
| -7% | -$1.04M |
|
1507
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
| $13.8M | 0.01% |
131,560
+635
| +0.5% | +$64.7K |
|
1508
PUT
Target
TGT
$67.3B
| $13.7M | 0.01% |
128,400
+6,000
| +5% | +$571K |
|
1509
Ionis Pharmaceuticals
IONS
$9.15B
| $13.7M | 0.01% |
229,125
+83,646
| +57% | +$5.45M |
|
1510
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
| $13.7M | 0.01% |
438,928
-41,704
| -9% | -$1.3M |
|
1511
CALL
Berkshire Hathaway Class B
BRK.B
$1.12T
| $13.7M | 0.01% |
65,900
-39,100
| -37% | -$8.06M |
|
1512
PUT
Zoetis
ZTS
$31.9B
| $13.7M | 0.01% |
110,000
+108,500
| +7,233% | +$13.1M |
|
|
MNDT
1513
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $13.7M | 0.01% |
1,025,892
+53,128
| +5% | +$754K |
|
1514
Nomad Foods
NOMD
$1.66B
| $13.6M | 0.01% |
663,962
-35,277
| -5% | -$752K |
|
1515
Ralph Lauren
RL
$22.5B
| $13.6M | 0.01% |
142,536
+61,495
| +76% | +$6.08M |
|
1516
Schwab US Large-Cap Growth ETF
SCHG
$62.3B
| $13.6M | 0.01% |
1,295,824
+10,872
| +0.8% | +$115K |
|
1517
Cheesecake Factory
CAKE
$5.26B
| $13.6M | 0.01% |
326,122
+71,427
| +28% | +$2.94M |
|
1518
Cheniere Energy
LNG
$53.9B
| $13.6M | 0.01% |
215,439
-99,738
| -32% | -$6.39M |
|
1519
NetApp
NTAP
$37.4B
| $13.6M | 0.01% |
258,216
-384,301
| -60% | -$20.6M |
|
1520
iShares Global Healthcare ETF
IXJ
$4.08B
| $13.6M | 0.01% |
221,942
+2,079
| +0.9% | +$127K |
|
|
S
1521
PUT
DELISTED
Sprint Corporation
S
| $13.5M | 0.01% |
2,192,300
+81,300
| +4% | +$559K |
|
1522
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
| $13.5M | 0.01% |
548,731
+62,859
| +13% | +$1.44M |
|
1523
Ericsson
ERIC
$33.7B
| $13.5M | 0.01% |
1,691,993
-28,471
| -2% | -$243K |
|
1524
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.6M
| $13.5M | 0.01% |
385,521
-86,015
| -18% | -$2.89M |
|
|
PBCT
1525
DELISTED
People's United Financial Inc
PBCT
| $13.5M | 0.01% |
862,467
-542,552
| -39% | -$8.49M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.