UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
FS KKR Capital
FSK
$3.21B
| $13.8M | 0.01% |
488,954
+23,959
| +5% | +$732K |
|
1502
Huntsman Corp
HUN
$1.83B
| $13.8M | 0.01% |
506,084
+205,243
| +68% | +$6.25M |
|
|
WCN
1503
Waste Connections
WCN
$41.7B
| $13.8M | 0.01% |
172,383
-59,121
| -26% | -$4.64M |
|
1504
Invesco Financial Preferred ETF
PGF
$676M
| $13.7M | 0.01% |
755,739
+2,430
| +0.3% | +$44.7K |
|
1505
Wabtec
WAB
$50.5B
| $13.7M | 0.01% |
130,854
+5,506
| +4% | +$594K |
|
1506
Xcel Energy
XEL
$48.6B
| $13.7M | 0.01% |
290,352
-25,861
| -8% | -$1.22M |
|
1507
PUT
Aptiv
APTV
$10.1B
| $13.7M | 0.01% |
+163,200
| New | +$14.9M |
|
|
ERF
1508
DELISTED
Enerplus Corporation
ERF
| $13.7M | 0.01% |
1,108,344
+234,766
| +27% | +$2.95M |
|
1509
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
| $13.7M | 0.01% |
133,487
-1,044
| -0.8% | -$107K |
|
1510
CALL
Rio Tinto
RIO
$161B
| $13.7M | 0.01% |
267,700
+83,610
| +45% | +$4.26M |
|
1511
Invesco Semiconductors ETF
PSI
$2.47B
| $13.7M | 0.01% |
769,971
-97,113
| -11% | -$1.76M |
|
1512
Arbor Realty Trust
ABR
$974M
| $13.6M | 0.01% |
1,188,787
-748,007
| -39% | -$8.61M |
|
1513
Schwab U.S Small- Cap ETF
SCHA
$23.2B
| $13.6M | 0.01% |
716,072
+147,856
| +26% | +$2.82M |
|
|
AFSI
1514
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $13.6M | 0.01% |
938,600
-364,729
| -28% | -$5.31M |
|
1515
PUT
AutoZone
AZO
$49.4B
| $13.6M | 0.01% |
17,500
| – | – |
|
|
CVGW
1516
DELISTED
Calavo Growers
CVGW
| $13.6M | 0.01% |
140,323
-25,539
| -15% | -$2.52M |
|
1517
KraneShares CSI China Internet ETF
KWEB
$5.72B
| $13.6M | 0.01% |
277,618
-31,957
| -10% | -$1.7M |
|
|
AWF
1518
AllianceBernstein Global High Income Fund
AWF
$877M
| $13.6M | 0.01% |
1,163,186
+26,535
| +2% | +$308K |
|
|
IFLN
1519
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
| $13.5M | 0.01% |
731,028
+6,974
| +1% | +$129K |
|
1520
CVR Energy
CVI
$3.35B
| $13.5M | 0.01% |
335,940
+332,850
| +10,772% | +$12.5M |
|
1521
Blackstone Mortgage Trust
BXMT
$2.43B
| $13.5M | 0.01% |
402,821
-235,284
| -37% | -$7.86M |
|
1522
PUT
TSMC
TSM
$2.16T
| $13.5M | 0.01% |
305,000
-190,200
| -38% | -$7.88M |
|
1523
M&T Bank
MTB
$36.7B
| $13.5M | 0.01% |
81,828
+8,069
| +11% | +$1.4M |
|
1524
CALL
Colgate-Palmolive
CL
$73.8B
| $13.5M | 0.01% |
201,000
+5,000
| +3% | +$333K |
|
1525
Brixmor Property Group
BRX
$9.57B
| $13.5M | 0.01% |
768,393
-125,735
| -14% | -$2.22M |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 635 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.