UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CVGW
1501
DELISTED
Calavo Growers
CVGW
| $11.3M | 0.01% |
154,446
+4,911
| +3% | +$348K |
|
1502
FirstEnergy
FE
$28.4B
| $11.3M | 0.01% |
366,184
+181,377
| +98% | +$5.71M |
|
1503
KLA
KLAC
$222B
| $11.3M | 0.01% |
1,065,100
+71,920
| +7% | +$687K |
|
|
BSJI
1504
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $11.3M | 0.01% |
444,525
+23,544
| +6% | +$595K |
|
1505
Korea Electric Power
KEP
$14.6B
| $11.3M | 0.01% |
671,587
+10,313
| +2% | +$194K |
|
1506
iShares US Basic Materials ETF
IYM
$1.13B
| $11.2M | 0.01% |
117,378
-12,130
| -9% | -$1.12M |
|
|
VLP
1507
DELISTED
Valero Energy Partners LP
VLP
| $11.2M | 0.01% |
256,958
+241,676
| +1,581% | +$10.6M |
|
1508
Mid-America Apartment Communities
MAA
$16B
| $11.2M | 0.01% |
104,998
+44,840
| +75% | +$4.71M |
|
|
HES
1509
DELISTED
Hess
HES
| $11.2M | 0.01% |
239,195
-1,952
| -0.8% | -$82.6K |
|
1510
Sony
SONY
$137B
| $11.2M | 0.01% |
1,500,670
+61,260
| +4% | +$480K |
|
1511
BlackRock Enhanced Global Dividend Trust
BOE
$659M
| $11.2M | 0.01% |
826,154
+17,261
| +2% | +$230K |
|
1512
Teck Resources
TECK
$28.2B
| $11.2M | 0.01% |
530,939
+422,358
| +389% | +$9.19M |
|
1513
iShares Morningstar US Equity ETF
ILCB
$1.24B
| $11.2M | 0.01% |
297,004
+46,472
| +19% | +$1.73M |
|
1514
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
| $11.2M | 0.01% |
280,998
-64,162
| -19% | -$2.47M |
|
1515
CALL
Signet Jewelers
SIG
$3.84B
| $11.2M | 0.01% |
+168,000
| New | +$10.3M |
|
1516
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
| $11.2M | 0.01% |
170,130
+16,306
| +11% | +$1.05M |
|
1517
Cambria Global Value ETF
GVAL
$569M
| $11.2M | 0.01% |
+442,497
| New | +$11M |
|
1518
Weibo
WB
$1.97B
| $11.1M | 0.01% |
112,600
+31,177
| +38% | +$2.75M |
|
1519
Ralph Lauren
RL
$22.4B
| $11.1M | 0.01% |
126,037
-49,423
| -28% | -$4.07M |
|
1520
Packaging Corp of America
PKG
$22.2B
| $11.1M | 0.01% |
96,995
+10,175
| +12% | +$1.14M |
|
1521
Philips
PHG
$25.5B
| $11.1M | 0.01% |
355,519
+29,426
| +9% | +$857K |
|
1522
PUT
Kroger
KR
$36.7B
| $11.1M | 0.01% |
554,000
+241,000
| +77% | +$5.43M |
|
1523
Axalta
AXTA
$7.45B
| $11.1M | 0.01% |
384,041
+159,628
| +71% | +$4.83M |
|
1524
CALL
Owens Corning
OC
$11B
| $11.1M | 0.01% |
+143,500
| New | +$10M |
|
1525
CALL
PepsiCo
PEP
$196B
| $11.1M | 0.01% |
99,500
-132,200
| -57% | -$15.3M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.