UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
| $9.85M | 0.01% |
320,345
+197,781
| +161% | +$6.06M |
|
1502
Fidus Investment
FDUS
$749M
| $9.84M | 0.01% |
559,907
+96,885
| +21% | +$1.61M |
|
1503
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
| $9.81M | 0.01% |
184,536
+14,800
| +9% | +$778K |
|
1504
Invesco International Dividend Achievers ETF
PID
$926M
| $9.8M | 0.01% |
651,733
-23,864
| -4% | -$354K |
|
1505
Nordson
NDSN
$16.6B
| $9.78M | 0.01% |
79,612
-2,084
| -3% | -$247K |
|
1506
Tetra Tech
TTEK
$8.49B
| $9.77M | 0.01% |
1,196,110
+8,645
| +0.7% | +$71.6K |
|
1507
iShares New York Muni Bond ETF
NYF
$1.38B
| $9.74M | 0.01% |
176,864
+10,406
| +6% | +$571K |
|
1508
iShares Global Energy ETF
IXC
$2.79B
| $9.74M | 0.01% |
293,326
+14,278
| +5% | +$482K |
|
1509
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $9.73M | 0.01% |
616,974
+105,717
| +21% | +$1.65M |
|
1510
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
| $9.72M | 0.01% |
72,307
-13,948
| -16% | -$1.86M |
|
|
RESI
1511
DELISTED
Front Yard Residential Corporation Common Stock
RESI
| $9.72M | 0.01% |
637,257
+616,572
| +2,981% | +$8.04M |
|
|
HPS
1512
John Hancock Preferred Income Fund III
HPS
$456M
| $9.72M | 0.01% |
526,907
-63,594
| -11% | -$1.16M |
|
1513
Cedar Fair
FUN
$1.77B
| $9.69M | 0.01% |
142,815
+12,676
| +10% | +$832K |
|
1514
CALL
PVH
PVH
$4B
| $9.67M | 0.01% |
+93,500
| New | +$8.65M |
|
|
JNS
1515
DELISTED
Janus Capital Group Inc
JNS
| $9.67M | 0.01% |
732,414
+542,145
| +285% | +$6.93M |
|
|
HIMX
1516
Himax Technologies
HIMX
$2.19B
| $9.67M | 0.01% |
1,060,027
+499,144
| +89% | +$3.38M |
|
1517
BlackRock Enhanced Global Dividend Trust
BOE
$673M
| $9.66M | 0.01% |
779,325
+1,804
| +0.2% | +$22K |
|
1518
iShares MSCI South Korea ETF
EWY
$21.9B
| $9.66M | 0.01% |
156,161
-923,095
| -86% | -$53.9M |
|
1519
Cracker Barrel
CBRL
$1.26B
| $9.65M | 0.01% |
60,629
+3,966
| +7% | +$635K |
|
|
FAX
1520
DELISTED
abrdn Asia-Pacific Income Fund
FAX
| $9.65M | 0.01% |
322,308
-615,262
| -66% | -$17.9M |
|
1521
Commerce Bancshares
CBSH
$8.53B
| $9.64M | 0.01% |
266,254
+52,979
| +25% | +$1.95M |
|
1522
F5
FFIV
$22.9B
| $9.64M | 0.01% |
67,596
+31,846
| +89% | +$4.54M |
|
1523
CALL
Occidental Petroleum
OXY
$56.8B
| $9.63M | 0.01% |
152,000
-520,500
| -77% | -$34.6M |
|
1524
Brown-Forman Class B
BF.B
$13.2B
| $9.62M | 0.01% |
325,500
-17,906
| -5% | -$533K |
|
|
IBDL
1525
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
| $9.62M | 0.01% |
378,490
+4,335
| +1% | +$110K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.