UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
| $20.1M | 0.01% |
812,134
-130,806
| -14% | -$3.3M |
|
1477
PUT
Aflac
AFL
$62.6B
| $20.1M | 0.01% |
261,900
+35,600
| +16% | +$2.64M |
|
1478
Charles River Laboratories
CRL
$12.8B
| $20M | 0.01% |
102,012
-8,850
| -8% | -$1.82M |
|
1479
First Trust Indxx NextG ETF
NXTG
$564M
| $19.9M | 0.01% |
293,898
-18,027
| -6% | -$1.27M |
|
1480
CALL
Cleveland-Cliffs
CLF
$6.99B
| $19.9M | 0.01% |
1,275,300
+1,225,300
| +2,451% | +$19.1M |
|
|
NS
1481
DELISTED
NuStar Energy L.P.
NS
| $19.9M | 0.01% |
1,141,088
-120,322
| -10% | -$2.05M |
|
1482
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
| $19.9M | 0.01% |
404,713
-104,871
| -21% | -$5.41M |
|
|
PDO
1483
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
| $19.9M | 0.01% |
1,674,862
-9,746
| -0.6% | -$124K |
|
1484
PUT
Automatic Data Processing
ADP
$108B
| $19.8M | 0.01% |
82,500
+30,000
| +57% | +$7.31M |
|
|
XYZ
1485
CALL
Block Inc
XYZ
$47.5B
| $19.8M | 0.01% |
448,300
+238,225
| +113% | +$14.8M |
|
1486
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
| $19.8M | 0.01% |
154,000
-295,900
| -66% | -$39.3M |
|
1487
PUT
Darden Restaurants
DRI
$24.4B
| $19.8M | 0.01% |
138,400
+118,400
| +592% | +$18.8M |
|
1488
ITT
ITT
$19.1B
| $19.8M | 0.01% |
202,426
-43,332
| -18% | -$4.25M |
|
1489
iShares Expanded Tech Sector ETF
IGM
$10.7B
| $19.8M | 0.01% |
311,028
-26,022
| -8% | -$1.72M |
|
1490
Agilent Technologies
A
$41.2B
| $19.7M | 0.01% |
176,536
-32,975
| -16% | -$3.95M |
|
1491
Dick's Sporting Goods
DKS
$18.7B
| $19.7M | 0.01% |
181,729
+50,621
| +39% | +$6.41M |
|
1492
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
| $19.7M | 0.01% |
343,339
-1,207
| -0.4% | -$72.2K |
|
1493
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
| $19.7M | 0.01% |
209,830
+6,146
| +3% | +$576K |
|
1494
Rollins
ROL
$18.2B
| $19.7M | 0.01% |
526,892
-24,981
| -5% | -$1.01M |
|
1495
BJs Wholesale Club
BJ
$12.3B
| $19.6M | 0.01% |
275,002
-59,847
| -18% | -$4.03M |
|
1496
PUT
Ulta Beauty
ULTA
$24.3B
| $19.6M | 0.01% |
49,100
+3,000
| +7% | +$1.31M |
|
1497
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
| $19.6M | 0.01% |
241,816
-427
| -0.2% | -$36.1K |
|
1498
PUT
NextEra Energy
NEE
$177B
| $19.5M | 0.01% |
341,100
+208,000
| +156% | +$14.4M |
|
1499
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
| $19.5M | 0.01% |
661,400
-621,800
| -48% | -$20M |
|
1500
PUT
Sea Limited
SE
$69.5B
| $19.4M | 0.01% |
441,000
+177,200
| +67% | +$8.66M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.