UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.33B
| $20.9M | 0.01% |
554,430
+18,456
| +3% | +$704K |
|
1477
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$277M
| $20.9M | 0.01% |
421,425
-32,806
| -7% | -$1.76M |
|
1478
Nordson
NDSN
$17.2B
| $20.9M | 0.01% |
87,563
-3,007
| -3% | -$694K |
|
1479
CALL
PepsiCo
PEP
$189B
| $20.8M | 0.01% |
138,443
+24,700
| +22% | +$3.82M |
|
1480
Asana
ASAN
$2B
| $20.8M | 0.01% |
200,349
+36,054
| +22% | +$2.99M |
|
1481
CALL
Chevron
CVX
$371B
| $20.8M | 0.01% |
205,032
+126,375
| +161% | +$12.6M |
|
1482
BlackRock Limited Duration Income Trust
BLW
$490M
| $20.8M | 0.01% |
1,215,649
+4,670
| +0.4% | +$80.2K |
|
|
PARA
1483
PUT
DELISTED
Paramount Global Class B
PARA
| $20.8M | 0.01% |
525,667
-224,230
| -30% | -$9.14M |
|
|
GRMN
1484
PUT
Garmin
GRMN
$58.2B
| $20.7M | 0.01% |
133,108
+32,500
| +32% | +$5.29M |
|
1485
MongoDB
MDB
$29.8B
| $20.6M | 0.01% |
43,786
-5,976
| -12% | -$2.41M |
|
|
WRK
1486
DELISTED
WestRock Company
WRK
| $20.6M | 0.01% |
414,332
-36,728
| -8% | -$1.86M |
|
1487
CALL
FirstEnergy
FE
$27.4B
| $20.6M | 0.01% |
579,300
+155,000
| +37% | +$5.88M |
|
1488
CALL
Dell
DELL
$283B
| $20.6M | 0.01% |
+391,246
| New | +$19.5M |
|
1489
Invesco CurrencyShares Euro Currency Trust
FXE
$340M
| $20.6M | 0.01% |
190,961
+171,760
| +895% | +$18.9M |
|
1490
PUT
Caesars Entertainment
CZR
$6.12B
| $20.5M | 0.01% |
183,000
+24,700
| +16% | +$2.41M |
|
1491
Masco
MAS
$14.9B
| $20.5M | 0.01% |
369,804
+76,435
| +26% | +$4.53M |
|
1492
Sony
SONY
$136B
| $20.5M | 0.01% |
926,455
-209,895
| -18% | -$4.39M |
|
1493
CALL
Woodward
WWD
$21.6B
| $20.4M | 0.01% |
+180,000
| New | +$21.4M |
|
1494
PUT
PNC Financial Services
PNC
$101B
| $20.4M | 0.01% |
104,031
+44,800
| +76% | +$8.46M |
|
|
FTCH
1495
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $20.3M | 0.01% |
542,237
+191,452
| +55% | +$8.48M |
|
|
HES
1496
PUT
DELISTED
Hess
HES
| $20.3M | 0.01% |
260,000
+50,000
| +24% | +$3.68M |
|
1497
Pacer Trendpilot 100 ETF
PTNQ
$1.24B
| $20.2M | 0.01% |
363,569
+3,494
| +1% | +$198K |
|
1498
Omega Healthcare
OHI
$14.8B
| $20.1M | 0.01% |
672,347
+161,712
| +32% | +$5.56M |
|
1499
Voya Financial
VOYA
$9.2B
| $20.1M | 0.01% |
326,919
-5,057
| -2% | -$322K |
|
1500
iShares Global Energy ETF
IXC
$2.78B
| $20M | 0.01% |
744,003
+15,341
| +2% | +$385K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.