UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
CALL
Aflac
AFL
$63.7B
| $14.3M | 0.01% |
273,800
-71,100
| -21% | -$3.75M |
|
1477
iShares Global Energy ETF
IXC
$2.8B
| $14.3M | 0.01% |
468,265
-193,653
| -29% | -$5.93M |
|
|
FSD
1478
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $14.3M | 0.01% |
943,089
-127,177
| -12% | -$1.9M |
|
1479
PUT
Dow Inc
DOW
$21.9B
| $14.3M | 0.01% |
300,000
| – | – |
|
|
NCI
1480
DELISTED
Navigant Consulting, Inc.
NCI
| $14.3M | 0.01% |
511,200
+80,610
| +19% | +$2.13M |
|
1481
BlackRock Credit Allocation Income Trust
BTZ
$931M
| $14.2M | 0.01% |
1,045,870
+59,048
| +6% | +$794K |
|
1482
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$753M
| $14.2M | 0.01% |
539,860
-137,580
| -20% | -$3.69M |
|
1483
PUT
United Parcel Service
UPS
$92.7B
| $14.2M | 0.01% |
118,500
+52,500
| +80% | +$6M |
|
1484
Sony
SONY
$131B
| $14.2M | 0.01% |
1,199,800
-1,108,900
| -48% | -$12.5M |
|
1485
Park Hotels & Resorts
PK
$3.02B
| $14.1M | 0.01% |
565,313
+272,080
| +93% | +$6.91M |
|
1486
Ollie's Bargain Outlet
OLLI
$4.66B
| $14.1M | 0.01% |
240,551
+205,669
| +590% | +$15.4M |
|
1487
Cognex
CGNX
$11.9B
| $14.1M | 0.01% |
286,899
+28,096
| +11% | +$1.27M |
|
1488
CALL
State Street SPDR S&P Biotech ETF
XBI
$9.92B
| $14.1M | 0.01% |
184,700
-92,800
| -33% | -$7.71M |
|
1489
Chipotle Mexican Grill
CMG
$42.8B
| $14.1M | 0.01% |
837,550
-24,750
| -3% | -$395K |
|
1490
CALL
Newmont
NEM
$103B
| $14.1M | 0.01% |
371,200
-376,100
| -50% | -$14.6M |
|
|
BPYU
1491
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
| $14.1M | 0.01% |
689,163
-17,781
| -3% | -$343K |
|
1492
ON Semiconductor
ON
$31.4B
| $14M | 0.01% |
730,545
+199,268
| +38% | +$3.83M |
|
1493
PUT
Shopify
SHOP
$160B
| $14M | 0.01% |
450,000
+285,000
| +173% | +$9.76M |
|
1494
ProShares Short QQQ
PSQ
$720M
| $14M | 0.01% |
101,112
+36,430
| +56% | +$5.06M |
|
1495
PUT
Ferrari
RACE
$70.8B
| $14M | 0.01% |
91,000
-109,000
| -55% | -$17.4M |
|
1496
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.29B
| $14M | 0.01% |
196,598
-14,330
| -7% | -$1.01M |
|
1497
Armstrong World Industries
AWI
$7.74B
| $14M | 0.01% |
144,902
-23,802
| -14% | -$2.29M |
|
1498
Nordson
NDSN
$17.3B
| $14M | 0.01% |
95,674
+6,535
| +7% | +$908K |
|
1499
Franklin Resources
BEN
$18.2B
| $14M | 0.01% |
484,561
+206,247
| +74% | +$6.3M |
|
1500
CALL
JD.com
JD
$44.5B
| $13.9M | 0.01% |
492,193
-700,698
| -59% | -$21.2M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.