UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
CBRE Group
CBRE
$43.3B
| $11.7M | 0.01% |
309,742
+212,862
| +220% | +$7.83M |
|
1477
NiSource
NI
$21.5B
| $11.7M | 0.01% |
458,397
+223,526
| +95% | +$5.88M |
|
1478
Snap-on
SNA
$21.5B
| $11.7M | 0.01% |
78,435
+13,332
| +20% | +$2M |
|
|
NSH
1479
DELISTED
NuStar GP Holdings LLC
NSH
| $11.7M | 0.01% |
531,060
-168,193
| -24% | -$3.76M |
|
1480
Invesco International Dividend Achievers ETF
PID
$936M
| $11.7M | 0.01% |
722,491
+18,962
| +3% | +$299K |
|
1481
Cracker Barrel
CBRL
$1.26B
| $11.6M | 0.01% |
76,703
+17,364
| +29% | +$2.65M |
|
1482
PUT
Terex
TEX
$7.37B
| $11.6M | 0.01% |
258,200
-41,800
| -14% | -$1.65M |
|
|
IBMG
1483
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
| $11.6M | 0.01% |
455,791
+53,029
| +13% | +$1.35M |
|
1484
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
| $11.6M | 0.01% |
374,592
-12,872
| -3% | -$392K |
|
1485
PUT
EOG Resources
EOG
$77.7B
| $11.6M | 0.01% |
119,900
+44,600
| +59% | +$4.03M |
|
1486
Honda
HMC
$39.8B
| $11.6M | 0.01% |
392,094
-20,079
| -5% | -$566K |
|
1487
Advanced Energy
AEIS
$10.1B
| $11.6M | 0.01% |
143,035
+5,533
| +4% | +$401K |
|
1488
Invesco Water Resources ETF
PHO
$2.03B
| $11.5M | 0.01% |
405,092
-1,926
| -0.5% | -$52.6K |
|
1489
CALL
Gilead Sciences
GILD
$165B
| $11.5M | 0.01% |
142,159
-938,065
| -87% | -$71.7M |
|
1490
Banco Bradesco
BBD
$37.4B
| $11.5M | 0.01% |
1,822,371
+496,336
| +37% | +$2.88M |
|
|
TCF
1491
DELISTED
TCF Financial Corporation
TCF
| $11.5M | 0.01% |
672,924
+266,314
| +65% | +$4.2M |
|
1492
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $11.5M | 0.01% |
233,112
-4,026
| -2% | -$193K |
|
|
KEYW
1493
CALL
DELISTED
The KEYW Holding Corporation
KEYW
| $11.4M | 0.01% |
1,500,000
| – | – |
|
1494
CALL
Pfizer
PFE
$143B
| $11.4M | 0.01% |
336,964
+275,832
| +451% | +$8.87M |
|
1495
Affiliated Managers Group
AMG
$9.51B
| $11.4M | 0.01% |
60,089
+42,584
| +243% | +$7.58M |
|
|
NBL
1496
DELISTED
Noble Energy, Inc.
NBL
| $11.4M | 0.01% |
401,485
+77,674
| +24% | +$2.05M |
|
|
VXX
1497
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
| $11.4M | 0.01% |
289,985
+180,763
| +166% | +$8.39M |
|
|
BERY
1498
DELISTED
Berry Global Group, Inc.
BERY
| $11.3M | 0.01% |
217,605
+16,667
| +8% | +$871K |
|
1499
Nokia
NOK
$46.9B
| $11.3M | 0.01% |
1,892,447
+652,495
| +53% | +$4.06M |
|
|
BCS.PRD.CL
1500
DELISTED
Barclays Bank Plc
BCS.PRD.CL
| $11.3M | 0.01% |
425,944
-11,254
| -3% | -$302K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.