UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Morgan Stanley
MS
$331B
| $540M | 0.17% |
5,550,886
-15,921
| -0.3% | -$1.58M |
|
127
Netflix
NFLX
$303B
| $539M | 0.17% |
8,830,690
+1,175,640
| +15% | +$64.7M |
|
128
Qualcomm
QCOM
$157B
| $534M | 0.17% |
4,142,682
+708,362
| +21% | +$100M |
|
129
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
| $529M | 0.17% |
4,157,588
+550,488
| +15% | +$72.8M |
|
130
CALL
Pinterest
PINS
$13.5B
| $519M | 0.16% |
10,177,950
+10,078,500
| +10,134% | +$619M |
|
131
iShares TIPS Bond ETF
TIP
$14.5B
| $507M | 0.16% |
3,967,326
+110,054
| +3% | +$14.2M |
|
132
Vanguard Real Estate ETF
VNQ
$39.2B
| $501M | 0.16% |
4,925,418
-407,168
| -8% | -$43.2M |
|
133
Target
TGT
$67.2B
| $500M | 0.16% |
2,184,303
-34,104
| -2% | -$8.54M |
|
134
Ameriprise Financial
AMP
$48.5B
| $497M | 0.16% |
1,883,546
-3,222
| -0.2% | -$843K |
|
135
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
| $495M | 0.16% |
1,028,601
+305,974
| +42% | +$150M |
|
136
Tesla
TSLA
$1.27T
| $492M | 0.15% |
1,903,212
+510,420
| +37% | +$120M |
|
137
Goldman Sachs
GS
$301B
| $487M | 0.15% |
1,288,064
-17,384
| -1% | -$6.79M |
|
138
iShares MSCI USA Quality Factor ETF
QUAL
$46.9B
| $486M | 0.15% |
3,692,172
+164,100
| +5% | +$22.6M |
|
139
O'Reilly Automotive
ORLY
$73.2B
| $483M | 0.15% |
11,866,065
+1,523,760
| +15% | +$61M |
|
|
MRSH
140
Marsh
MRSH
$91.3B
| $480M | 0.15% |
3,169,615
-269,790
| -8% | -$40.8M |
|
141
PUT
JPMorgan Chase
JPM
$938B
| $477M | 0.15% |
2,917,017
+150,400
| +5% | +$23.6M |
|
142
PUT
Citigroup
C
$221B
| $475M | 0.15% |
6,762,032
+1,491,721
| +28% | +$104M |
|
143
Oracle
ORCL
$393B
| $472M | 0.15% |
5,422,368
-47,286
| -0.9% | -$4.18M |
|
144
iShares Russell Mid-Cap ETF
IWR
$56.3B
| $469M | 0.15% |
5,993,906
-3,425
| -0.1% | -$274K |
|
145
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
| $467M | 0.15% |
3,509,833
+21,167
| +0.6% | +$2.86M |
|
146
Schwab US Large- Cap ETF
SCHX
$72.6B
| $458M | 0.14% |
26,431,164
+688,476
| +3% | +$12.3M |
|
147
IBM
IBM
$213B
| $454M | 0.14% |
3,415,064
-57,430
| -2% | -$7.68M |
|
|
148
PUT
Meta Platforms (Facebook)
META
$1.5T
| $451M | 0.14% |
1,329,056
-150,973
| -10% | -$54.4M |
|
149
CALL
State Street Energy Select Sector SPDR ETF
XLE
$38.7B
| $449M | 0.14% |
17,241,124
+4,147,600
| +32% | +$103M |
|
150
iShares S&P 500 Value ETF
IVE
$49.2B
| $448M | 0.14% |
3,082,157
+50,812
| +2% | +$7.57M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.