UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares Core US Aggregate Bond ETF
AGG
$138B
| $535M | 0.19% |
4,757,860
+23,317
| +0.5% | +$2.63M |
|
127
PUT
Microsoft
MSFT
$3.35T
| $529M | 0.18% |
3,355,300
+777,500
| +30% | +$114M |
|
128
Broadcom
AVGO
$1.85T
| $527M | 0.18% |
16,666,150
+527,530
| +3% | +$16M |
|
129
Mastercard
MA
$510B
| $524M | 0.18% |
1,754,305
+382
| +0% | +$108K |
|
130
Citigroup
C
$222B
| $523M | 0.18% |
6,546,597
+683,465
| +12% | +$50.5M |
|
131
Estee Lauder
EL
$30.7B
| $521M | 0.18% |
2,522,867
+127,114
| +5% | +$24.7M |
|
132
O'Reilly Automotive
ORLY
$72.4B
| $520M | 0.18% |
17,790,015
+1,721,460
| +11% | +$49.2M |
|
133
IBM
IBM
$209B
| $514M | 0.18% |
4,014,045
-31,554
| -0.8% | -$4.1M |
|
134
Wells Fargo
WFC
$258B
| $512M | 0.18% |
9,525,371
+1,254,117
| +15% | +$65.7M |
|
135
PUT
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
| $512M | 0.18% |
6,050,000
+1,450,000
| +32% | +$123M |
|
136
Nike
NKE
$62.7B
| $509M | 0.18% |
5,026,239
+476,101
| +10% | +$44.9M |
|
137
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $493M | 0.17% |
10,764,028
-1,225,816
| -10% | -$52.5M |
|
138
AbbVie
ABBV
$455B
| $492M | 0.17% |
5,560,285
+405,020
| +8% | +$33.6M |
|
139
Ameriprise Financial
AMP
$48.1B
| $492M | 0.17% |
2,953,250
+50,476
| +2% | +$7.82M |
|
140
SPDR Gold Trust
GLD
$133B
| $490M | 0.17% |
3,431,019
-8,876
| -0.3% | -$1.24M |
|
141
Vanguard Morningstar Large-Cap ETF
VV
$52.1B
| $490M | 0.17% |
3,316,354
-31,554
| -0.9% | -$4.46M |
|
142
Walmart Inc
WMT
$884B
| $483M | 0.17% |
12,189,738
+1,253,595
| +11% | +$49.8M |
|
143
iShares China Large-Cap ETF
FXI
$4.37B
| $483M | 0.17% |
11,062,406
-1,389,795
| -11% | -$57.9M |
|
144
PUT
NVIDIA
NVDA
$4.72T
| $479M | 0.17% |
81,456,800
-7,260,800
| -8% | -$37.8M |
|
145
PUT
Bank of America
BAC
$433B
| $478M | 0.17% |
13,572,300
+2,712,300
| +25% | +$87.7M |
|
|
146
NVIDIA
NVDA
$4.72T
| $456M | 0.16% |
77,560,400
+3,300,680
| +4% | +$17.2M |
|
|
147
CALL
Microsoft
MSFT
$3.35T
| $455M | 0.16% |
2,886,700
+1,270,700
| +79% | +$187M |
|
148
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.3B
| $453M | 0.16% |
11,028,249
+522,721
| +5% | +$21.3M |
|
149
CALL
Invesco QQQ Trust
QQQ
$450B
| $452M | 0.16% |
2,125,000
-5,395,100
| -72% | -$1.08B |
|
150
Republic Services
RSG
$65B
| $451M | 0.16% |
5,027,664
+127,670
| +3% | +$11.2M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.