UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Intercontinental Exchange
ICE
$84.1B
| $402M | 0.19% |
5,854,266
-764,003
| -12% | -$50.3M |
|
|
RHT
127
DELISTED
Red Hat Inc
RHT
| $399M | 0.18% |
3,600,955
-94,236
| -3% | -$9.65M |
|
128
Ecolab
ECL
$76.4B
| $394M | 0.18% |
3,065,976
+102,529
| +3% | +$13.5M |
|
|
SHPG
129
DELISTED
Shire pic
SHPG
| $391M | 0.18% |
2,551,675
+2,059,528
| +418% | +$323M |
|
130
Ameriprise Financial
AMP
$47.6B
| $391M | 0.18% |
2,630,610
-317,004
| -11% | -$44.3M |
|
131
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
| $390M | 0.18% |
1,194,727
-24,477
| -2% | -$7.78M |
|
132
Vanguard FTSE Europe ETF
VGK
$30.1B
| $390M | 0.18% |
6,680,605
+666,753
| +11% | +$37.8M |
|
133
Danaher
DHR
$138B
| $385M | 0.18% |
5,065,661
-317,824
| -6% | -$23.5M |
|
134
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
| $383M | 0.18% |
7,265,808
+99,142
| +1% | +$5.22M |
|
135
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
| $376M | 0.17% |
4,603,821
-250,111
| -5% | -$20.1M |
|
136
Altria Group
MO
$122B
| $376M | 0.17% |
5,931,259
-125,383
| -2% | -$8.36M |
|
137
Broadcom
AVGO
$1.82T
| $370M | 0.17% |
15,236,950
+6,887,780
| +82% | +$170M |
|
138
Wells Fargo
WFC
$264B
| $366M | 0.17% |
6,642,315
-508,967
| -7% | -$27.1M |
|
139
PUT
Meta Platforms (Facebook)
META
$1.51T
| $362M | 0.17% |
2,115,828
+398,828
| +23% | +$66.6M |
|
140
iShares S&P 500 Value ETF
IVE
$49.1B
| $358M | 0.17% |
3,316,468
+46,595
| +1% | +$4.93M |
|
141
IBM
IBM
$204B
| $358M | 0.17% |
2,579,008
-66,681
| -3% | -$9.29M |
|
142
PUT
Bank of America
BAC
$436B
| $355M | 0.16% |
13,996,800
+258,300
| +2% | +$6.27M |
|
143
SPDR Gold Trust
GLD
$132B
| $353M | 0.16% |
2,906,059
-160,001
| -5% | -$19.5M |
|
144
Vanguard Total Bond Market
BND
$158B
| $353M | 0.16% |
4,306,105
-99,320
| -2% | -$8.15M |
|
145
Enterprise Products Partners
EPD
$82.5B
| $351M | 0.16% |
13,478,823
-1,220,159
| -8% | -$32.3M |
|
146
Crane NXT
CXT
$3.12B
| $351M | 0.16% |
12,635,827
-1,308,201
| -9% | -$35.1M |
|
147
United Parcel Service
UPS
$96B
| $351M | 0.16% |
2,922,288
-82,928
| -3% | -$9.43M |
|
148
British American Tobacco
BTI
$131B
| $349M | 0.16% |
5,586,103
-800,653
| -13% | -$51.6M |
|
149
NVIDIA
NVDA
$4.76T
| $345M | 0.16% |
77,086,360
+11,542,160
| +18% | +$48M |
|
150
iShare MSCI Eurozone ETF
EZU
$9.45B
| $337M | 0.16% |
7,779,703
+708,897
| +10% | +$29.7M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.