UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
| $351M | 0.19% |
6,388,766
+3,481,216
| +120% | +$190M |
|
127
Crane NXT
CXT
$3.14B
| $348M | 0.19% |
13,405,341
-318,947
| -2% | -$8.16M |
|
128
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
| $347M | 0.19% |
4,660,711
-1,099,407
| -19% | -$80.1M |
|
129
Ameriprise Financial
AMP
$48.3B
| $346M | 0.19% |
2,669,008
+69,871
| +3% | +$8.65M |
|
130
CALL
LyondellBasell Industries
LYB
$18.8B
| $345M | 0.19% |
3,782,500
-397,200
| -10% | -$36.3M |
|
131
iShares S&P 500 Value ETF
IVE
$49.6B
| $343M | 0.19% |
3,298,561
+67,015
| +2% | +$6.96M |
|
132
Mondelez International
MDLZ
$80.2B
| $343M | 0.19% |
7,963,739
-1,912,162
| -19% | -$84.7M |
|
133
Philip Morris
PM
$312B
| $340M | 0.19% |
3,013,234
+203,567
| +7% | +$21M |
|
134
Alibaba
BABA
$276B
| $339M | 0.18% |
3,140,580
+205,800
| +7% | +$20.9M |
|
135
Gilead Sciences
GILD
$167B
| $335M | 0.18% |
4,930,154
-706,426
| -13% | -$49.7M |
|
|
136
Suncor Energy
SU
$75.4B
| $328M | 0.18% |
10,666,358
+9,411,766
| +750% | +$296M |
|
|
JWN
137
DELISTED
Nordstrom
JWN
| $326M | 0.18% |
7,003,847
+943,532
| +16% | +$42.1M |
|
138
Energy Transfer Partners
ET
$69.5B
| $324M | 0.18% |
16,418,667
-4,604,439
| -22% | -$86.7M |
|
139
Alerian MLP ETF
AMLP
$12.9B
| $319M | 0.17% |
5,022,005
+367,491
| +8% | +$23.6M |
|
|
WPZ
140
DELISTED
Williams Partners L.P.
WPZ
| $317M | 0.17% |
7,766,761
+855,490
| +12% | +$34.4M |
|
141
UnitedHealth
UNH
$389B
| $317M | 0.17% |
1,930,388
+223,661
| +13% | +$36.6M |
|
142
iShares US Treasury Bond ETF
GOVT
$43.9B
| $315M | 0.17% |
12,576,077
+3,060,661
| +32% | +$76.5M |
|
|
CERN
143
DELISTED
Cerner Corp
CERN
| $312M | 0.17% |
5,306,053
+5,033,076
| +1,844% | +$272M |
|
144
DuPont de Nemours
DD
$19B
| $312M | 0.17% |
1,937,780
+79,829
| +4% | +$12.4M |
|
145
iShares Russell Mid-Cap ETF
IWR
$56.5B
| $309M | 0.17% |
6,605,152
+370,832
| +6% | +$17.2M |
|
|
RHT
146
DELISTED
Red Hat Inc
RHT
| $307M | 0.17% |
3,551,223
+457,580
| +15% | +$36.4M |
|
147
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
| $305M | 0.17% |
2,749,872
-964,092
| -26% | -$106M |
|
148
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $298M | 0.16% |
3,522,319
-298,451
| -8% | -$25.2M |
|
149
United Parcel Service
UPS
$89.7B
| $297M | 0.16% |
2,765,306
+217,837
| +9% | +$23.8M |
|
150
Plains All American Pipeline
PAA
$17.2B
| $296M | 0.16% |
9,370,040
+54,651
| +0.6% | +$1.73M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.