UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
KE Holdings
BEKE
$18.8B
| $13.3M | 0.01% |
+217,010
| New | +$10.8M |
|
|
DCP
1452
DELISTED
DCP Midstream, LP
DCP
| $13.3M | 0.01% |
1,189,701
+272,847
| +30% | +$3.3M |
|
1453
Philips
PHG
$26.1B
| $13.3M | 0.01% |
346,927
+153,447
| +79% | +$6.16M |
|
1454
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
| $13.3M | 0.01% |
495,544
+69,299
| +16% | +$1.85M |
|
1455
Live Nation Entertainment
LYV
$42.1B
| $13.2M | 0.01% |
245,545
+126,501
| +106% | +$6.52M |
|
1456
CALL
Coca-Cola
KO
$375B
| $13.2M | 0.01% |
267,800
-807,700
| -75% | -$38.8M |
|
1457
PUT
3M
MMM
$94.3B
| $13.2M | 0.01% |
98,670
+17,581
| +22% | +$2.36M |
|
1458
Jones Lang LaSalle
JLL
$16.7B
| $13.2M | 0.01% |
138,123
+41,469
| +43% | +$4.18M |
|
|
EVA
1459
DELISTED
Enviva Inc.
EVA
| $13.2M | 0.01% |
327,960
-27,297
| -8% | -$1.07M |
|
1460
Williams-Sonoma
WSM
$29.6B
| $13.2M | 0.01% |
291,808
-92,646
| -24% | -$4.12M |
|
1461
State Street SPDR S&P Retail ETF
XRT
$327M
| $13.2M | 0.01% |
264,910
-470,753
| -64% | -$23.1M |
|
1462
Hewlett Packard
HPE
$70.5B
| $13.1M | 0.01% |
1,403,152
+411,097
| +41% | +$3.93M |
|
1463
PTC
PTC
$16B
| $13.1M | 0.01% |
158,879
+101,399
| +176% | +$8.64M |
|
1464
FlexShares Quality Dividend Index Fund
QDF
$2.28B
| $13.1M | 0.01% |
294,331
-24,838
| -8% | -$1.11M |
|
1465
Snap-on
SNA
$21.5B
| $13.1M | ﹤0.01% |
89,217
+5,049
| +6% | +$733K |
|
1466
Carlyle Group
CG
$17.2B
| $13.1M | ﹤0.01% |
530,626
-36,711
| -6% | -$990K |
|
1467
PUT
VanEck Semiconductor ETF
SMH
$73.2B
| $13.1M | ﹤0.01% |
+150,200
| New | +$12.6M |
|
1468
Dick's Sporting Goods
DKS
$18.7B
| $13M | ﹤0.01% |
225,127
+26,081
| +13% | +$1.27M |
|
1469
iShares Dow Jones US ETF
IYY
$3.06B
| $13M | ﹤0.01% |
156,088
-8,074
| -5% | -$664K |
|
1470
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
| $13M | ﹤0.01% |
626,963
+10,680
| +2% | +$225K |
|
1471
PUT
Warner Music
WMG
$13.8B
| $13M | ﹤0.01% |
+451,100
| New | +$13.2M |
|
1472
PUT
Wayfair
W
$14.6B
| $12.9M | ﹤0.01% |
44,500
-35,800
| -45% | -$9.8M |
|
1473
M&T Bank
MTB
$36.2B
| $12.9M | ﹤0.01% |
140,593
+16,089
| +13% | +$1.64M |
|
1474
CoStar Group
CSGP
$12.3B
| $12.9M | ﹤0.01% |
152,500
-391,090
| -72% | -$31.2M |
|
1475
Edison International
EIX
$26.4B
| $12.9M | ﹤0.01% |
253,807
+6,826
| +3% | +$363K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.