UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
STR
1451
DELISTED
Sitio Royalties
STR
| $14.9M | 0.01% |
646,000
+11,470
| +2% | +$319K |
|
1452
Robert Half
RHI
$4.19B
| $14.8M | 0.01% |
266,587
+103,491
| +63% | +$5.84M |
|
|
HES
1453
DELISTED
Hess
HES
| $14.8M | 0.01% |
245,215
-7,200
| -3% | -$449K |
|
1454
Eagle Materials
EXP
$6.63B
| $14.8M | 0.01% |
164,533
+55,683
| +51% | +$4.78M |
|
1455
First Trust Europe AlphaDEX Fund
FEP
$530M
| $14.8M | 0.01% |
430,839
-61,583
| -13% | -$2.12M |
|
1456
Cedar Fair
FUN
$1.85B
| $14.8M | 0.01% |
253,606
+9,634
| +4% | +$508K |
|
1457
PUT
Accenture
ACN
$104B
| $14.8M | 0.01% |
76,700
+11,700
| +18% | +$2.26M |
|
1458
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
| $14.7M | 0.01% |
247,056
+5,429
| +2% | +$319K |
|
1459
Sarepta Therapeutics
SRPT
$1.73B
| $14.7M | 0.01% |
195,231
+85,870
| +79% | +$10.1M |
|
1460
PUT
Autodesk
ADSK
$50.1B
| $14.6M | 0.01% |
99,000
-231,800
| -70% | -$36.1M |
|
|
NOAH
1461
PUT
Noah Holdings
NOAH
$577M
| $14.6M | 0.01% |
+500,000
| New | +$15.9M |
|
1462
Spotify
SPOT
$98.3B
| $14.6M | 0.01% |
128,003
+57,147
| +81% | +$8.07M |
|
1463
PUT
Honeywell
HON
$78.9B
| $14.5M | 0.01% |
90,822
-18,037
| -17% | -$2.87M |
|
1464
Kimco Realty
KIM
$16.9B
| $14.5M | 0.01% |
692,308
+168,901
| +32% | +$3.21M |
|
1465
PUT
NetEase
NTES
$83.6B
| $14.5M | 0.01% |
271,500
+91,500
| +51% | +$4.66M |
|
1466
Packaging Corp of America
PKG
$22.8B
| $14.4M | 0.01% |
135,941
+17,127
| +14% | +$1.73M |
|
|
IGI
1467
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.5M
| $14.4M | 0.01% |
672,253
+8,271
| +1% | +$175K |
|
1468
PUT
Wynn Resorts
WYNN
$10.1B
| $14.4M | 0.01% |
132,500
+50,000
| +61% | +$5.95M |
|
1469
iShares CMBS ETF
CMBS
$473M
| $14.4M | 0.01% |
269,376
+7,778
| +3% | +$415K |
|
1470
PUT
The RealReal
REAL
$1.53B
| $14.4M | 0.01% |
+643,500
| New | +$12.9M |
|
1471
Martin Marietta Materials
MLM
$33.4B
| $14.4M | 0.01% |
52,492
+1,044
| +2% | +$258K |
|
1472
Tapestry
TPR
$31.5B
| $14.4M | 0.01% |
551,979
-35,066
| -6% | -$924K |
|
|
KREF
1473
KKR Real Estate Finance Trust
KREF
$460M
| $14.4M | 0.01% |
735,332
-55,511
| -7% | -$1.09M |
|
|
TRTX
1474
TPG RE Finance Trust
TRTX
$614M
| $14.3M | 0.01% |
722,400
+1,190
| +0.2% | +$23.5K |
|
|
ARDC
1475
Are Dynamic Credit Allocation Fund
ARDC
$301M
| $14.3M | 0.01% |
961,687
-22,556
| -2% | -$341K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.