UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
ING
ING
$99.8B
| $10.4M | 0.01% |
692,405
-292,136
| -30% | -$4.28M |
|
|
UNIT
1452
Uniti Group
UNIT
$2.36B
| $10.4M | 0.01% |
401,205
+201,829
| +101% | +$5.38M |
|
1453
CALL
Citizens Financial Group
CFG
$30.3B
| $10.4M | 0.01% |
300,000
-475,000
| -61% | -$17.3M |
|
1454
Advanced Energy
AEIS
$11.6B
| $10.4M | 0.01% |
151,146
-9,971
| -6% | -$616K |
|
1455
iShares Morningstar Growth ETF
ILCG
$3.11B
| $10.4M | 0.01% |
393,350
-23,660
| -6% | -$607K |
|
1456
PUT
VF Corp
VFC
$5.63B
| $10.3M | 0.01% |
+199,762
| New | +$9.86M |
|
1457
Oxford Square Capital
OXSQ
$163M
| $10.3M | 0.01% |
1,399,942
+237,193
| +20% | +$1.71M |
|
1458
Invesco Water Resources ETF
PHO
$2.01B
| $10.3M | 0.01% |
396,598
+44,123
| +13% | +$1.13M |
|
1459
PUT
CVS Health
CVS
$133B
| $10.3M | 0.01% |
131,400
-49,200
| -27% | -$3.93M |
|
|
WMC
1460
DELISTED
Western Asset Mortgage Capital Corporation
WMC
| $10.3M | 0.01% |
105,442
+20,589
| +24% | +$2.08M |
|
|
DD
1461
PUT
DELISTED
Du Pont De Nemours E I
DD
| $10.3M | 0.01% |
128,100
-20,700
| -14% | -$1.61M |
|
1462
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
| $10.3M | 0.01% |
343,520
+20,742
| +6% | +$619K |
|
1463
CALL
APA Corp
APA
$13.2B
| $10.3M | 0.01% |
200,000
+136,300
| +214% | +$7.66M |
|
1464
PUT
CF Industries
CF
$19.2B
| $10.3M | 0.01% |
350,000
+346,600
| +10,194% | +$11.3M |
|
|
BCS.PRD.CL
1465
DELISTED
Barclays Bank Plc
BCS.PRD.CL
| $10.2M | 0.01% |
396,068
+7,438
| +2% | +$193K |
|
1466
Graco
GGG
$12.9B
| $10.2M | 0.01% |
325,797
+24,687
| +8% | +$744K |
|
|
WLL
1467
CALL
DELISTED
Whiting Petroleum Corporation
WLL
| $10.2M | 0.01% |
3,596
+3,397
| +1,707% | +$11M |
|
|
LQ
1468
DELISTED
La Quinta Holdings Inc.
LQ
| $10.2M | 0.01% |
753,436
+161,432
| +27% | +$2.26M |
|
1469
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
| $10.2M | 0.01% |
162,106
-25,660
| -14% | -$1.6M |
|
|
SIVB
1470
DELISTED
SVB Financial Group
SIVB
| $10.2M | 0.01% |
54,674
-15,365
| -22% | -$2.79M |
|
1471
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
| $10.2M | 0.01% |
219,252
+103,815
| +90% | +$4.76M |
|
1472
CGI
GIB
$15.1B
| $10.2M | 0.01% |
211,774
-4,427
| -2% | -$212K |
|
1473
BlackRock MuniYield Quality Fund
MQY
$805M
| $10.2M | 0.01% |
678,116
-27,938
| -4% | -$414K |
|
|
JPUS
1474
JPMorgan Diversified Return US Equity ETF
JPUS
$458M
| $10.2M | 0.01% |
160,701
+136,310
| +559% | +$8.42M |
|
1475
Ralph Lauren
RL
$22.6B
| $10.1M | 0.01% |
124,090
+31,240
| +34% | +$2.58M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.