UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
CALL
Texas Instruments
TXN
$252B
| $10.5M | 0.01% |
143,400
+23,400
| +20% | +$1.67M |
|
|
MXIM
1452
DELISTED
Maxim Integrated Products
MXIM
| $10.4M | 0.01% |
270,813
-51,146
| -16% | -$2.01M |
|
|
JCP
1453
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
| $10.4M | 0.01% |
1,256,500
+300,000
| +31% | +$2.71M |
|
1454
CALL
Aflac
AFL
$64.9B
| $10.4M | 0.01% |
300,000
| – | – |
|
1455
CALL
Union Pacific
UNP
$174B
| $10.4M | 0.01% |
100,700
-33,700
| -25% | -$3.31M |
|
1456
Everest Group
EG
$14.5B
| $10.4M | 0.01% |
48,180
-3,516
| -7% | -$725K |
|
1457
PUT
Prudential Financial
PRU
$42.4B
| $10.4M | 0.01% |
100,000
-23,400
| -19% | -$2.22M |
|
1458
BlackRock MuniYield Quality Fund
MQY
$805M
| $10.4M | 0.01% |
706,054
+46,573
| +7% | +$705K |
|
1459
PUT
International Paper
IP
$21.6B
| $10.4M | 0.01% |
206,765
+4,541
| +2% | +$210K |
|
1460
CGI
GIB
$15.1B
| $10.4M | 0.01% |
216,201
+13,141
| +6% | +$625K |
|
|
WFT
1461
DELISTED
Weatherford International plc
WFT
| $10.4M | 0.01% |
2,079,011
+739,284
| +55% | +$3.87M |
|
1462
DNP Select Income Fund
DNP
$4.05B
| $10.4M | 0.01% |
1,013,007
+23,009
| +2% | +$233K |
|
1463
Prospect Capital
PSEC
$1.07B
| $10.3M | 0.01% |
1,237,437
+404,614
| +49% | +$3.25M |
|
1464
Barings BDC
BBDC
$864M
| $10.3M | 0.01% |
562,860
+54,462
| +11% | +$1.02M |
|
|
LLTC
1465
DELISTED
Linear Technology Corp
LLTC
| $10.3M | 0.01% |
165,312
-17,104
| -9% | -$1.04M |
|
|
1466
PUT
Chipotle Mexican Grill
CMG
$47.2B
| $10.3M | 0.01% |
+1,365,000
| New | +$10.8M |
|
1467
Rogers Communications
RCI
$18.3B
| $10.3M | 0.01% |
266,987
+53,313
| +25% | +$2.1M |
|
1468
PUT
United Airlines
UAL
$39.4B
| $10.3M | 0.01% |
141,300
+11,300
| +9% | +$720K |
|
1469
VanEck Agribusiness ETF
MOO
$972M
| $10.3M | 0.01% |
200,239
+10,023
| +5% | +$507K |
|
1470
Arthur J. Gallagher & Co
AJG
$64.1B
| $10.3M | 0.01% |
197,708
+9,655
| +5% | +$486K |
|
1471
CALL
Royal Caribbean
RCL
$85.1B
| $10.3M | 0.01% |
125,000
+108,200
| +644% | +$8.52M |
|
1472
Tetra Tech
TTEK
$8.49B
| $10.2M | 0.01% |
1,187,465
+229,170
| +24% | +$1.85M |
|
1473
Amphenol
APH
$198B
| $10.2M | 0.01% |
609,044
+59,204
| +11% | +$986K |
|
1474
Northern Trust
NTRS
$33.3B
| $10.2M | 0.01% |
114,811
-30,738
| -21% | -$2.44M |
|
1475
Nabors Industries
NBR
$1.27B
| $10.2M | 0.01% |
12,468
+7,915
| +174% | +$5.57M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.