UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LSI
1426
DELISTED
Life Storage, Inc.
LSI
| $22.2M | 0.01% |
193,528
+62,108
| +47% | +$7.39M |
|
|
DRNA
1427
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
| $22.2M | 0.01% |
1,101,275
-234,545
| -18% | -$6.48M |
|
1428
Curtiss-Wright
CW
$26.4B
| $22.1M | 0.01% |
175,519
+34
| +0% | +$4.06K |
|
1429
Yeti Holdings
YETI
$3.93B
| $22.1M | 0.01% |
257,952
-29,531
| -10% | -$2.86M |
|
|
BSJO
1430
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
| $22.1M | 0.01% |
882,175
+35,331
| +4% | +$887K |
|
1431
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
| $22.1M | 0.01% |
454,502
+83,787
| +23% | +$4.19M |
|
1432
Thomson Reuters
TRI
$43.7B
| $22.1M | 0.01% |
189,520
+153,767
| +430% | +$17.9M |
|
1433
Wolfspeed
WOLF
$1.43B
| $22M | 0.01% |
273,084
+25,540
| +10% | +$2.27M |
|
1434
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
| $22M | 0.01% |
401,326
+140,760
| +54% | +$7.75M |
|
1435
PUT
Marvell Technology
MRVL
$189B
| $22M | 0.01% |
365,000
+100,000
| +38% | +$5.99M |
|
1436
Lazard
LAZ
$4.22B
| $22M | 0.01% |
480,156
-103,680
| -18% | -$4.84M |
|
1437
ARK Blockchain & Fintech Innovation ETF
ARKF
$750M
| $22M | 0.01% |
445,169
-30,378
| -6% | -$1.59M |
|
1438
Invesco Short Term Treasury ETF
TBLL
$2.61B
| $22M | 0.01% |
207,939
-241,524
| -54% | -$25.5M |
|
1439
PUT
Nucor
NUE
$61.9B
| $21.9M | 0.01% |
222,669
-54,100
| -20% | -$5.75M |
|
1440
CALL
eBay
EBAY
$48.9B
| $21.9M | 0.01% |
314,100
-387,200
| -55% | -$27.8M |
|
1441
Arch Capital
ACGL
$33.9B
| $21.9M | 0.01% |
572,815
+305,539
| +114% | +$12.1M |
|
1442
iShares Currency Hedged MSCI Japan ETF
HEWJ
$736M
| $21.8M | 0.01% |
543,722
+171,733
| +46% | +$6.72M |
|
1443
CALL
CVS Health
CVS
$123B
| $21.8M | 0.01% |
257,364
+25,000
| +11% | +$2.09M |
|
1444
CALL
VanEck Oil Services ETF
OIH
$1.94B
| $21.8M | 0.01% |
+110,800
| New | +$21.1M |
|
|
KAMN
1445
CALL
DELISTED
Kaman Corp
KAMN
| $21.8M | 0.01% |
611,400
| – | – |
|
1446
CALL
Exelon
EXC
$46.7B
| $21.8M | 0.01% |
632,153
+10,890
| +2% | +$372K |
|
1447
CALL
Caesars Entertainment
CZR
$6.12B
| $21.8M | 0.01% |
193,900
-59,700
| -24% | -$5.83M |
|
1448
CALL
Halliburton
HAL
$27.1B
| $21.8M | 0.01% |
1,006,787
-600
| -0.1% | -$12.3K |
|
1449
Norwegian Cruise Line
NCLH
$8.89B
| $21.7M | 0.01% |
814,259
+224,118
| +38% | +$5.7M |
|
1450
Invesco Ultra Short Duration ETF
GSY
$3.9B
| $21.7M | 0.01% |
430,629
+5,791
| +1% | +$292K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.