UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1426
Franklin Resources
BEN
$18.1B
| $18.8M | 0.01% |
724,326
+239,765
| +49% | +$6.52M |
|
|
WBK
1427
DELISTED
Westpac Banking Corporation
WBK
| $18.8M | 0.01% |
1,104,548
+719,724
| +187% | +$13M |
|
1428
Sabra Healthcare REIT
SBRA
$5.11B
| $18.8M | 0.01% |
878,828
+330,211
| +60% | +$7.39M |
|
1429
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $18.7M | 0.01% |
1,830,787
+74,322
| +4% | +$714K |
|
|
TIF
1430
PUT
DELISTED
Tiffany & Co.
TIF
| $18.7M | 0.01% |
140,000
-133,400
| -49% | -$15.8M |
|
1431
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
| $18.7M | 0.01% |
777,724
+39,039
| +5% | +$913K |
|
1432
CALL
Blackrock
BLK
$176B
| $18.6M | 0.01% |
37,100
+19,100
| +106% | +$9.06M |
|
|
SIVB
1433
DELISTED
SVB Financial Group
SIVB
| $18.6M | 0.01% |
74,124
-15,012
| -17% | -$3.41M |
|
1434
Elanco Animal Health
ELAN
$12.8B
| $18.6M | 0.01% |
631,193
+190,657
| +43% | +$5.18M |
|
1435
PUT
Electronic Arts
EA
$53B
| $18.5M | 0.01% |
172,400
+77,400
| +81% | +$7.68M |
|
1436
Franklin US Low Volatility High Dividend Index ETF
LVHD
$631M
| $18.5M | 0.01% |
543,612
+41,048
| +8% | +$1.38M |
|
1437
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
| $18.5M | 0.01% |
1,864,331
-54,548
| -3% | -$513K |
|
1438
RenaissanceRe
RNR
$13.4B
| $18.5M | 0.01% |
94,345
+29,483
| +45% | +$5.59M |
|
|
JWN
1439
DELISTED
Nordstrom
JWN
| $18.5M | 0.01% |
451,632
-341,936
| -43% | -$12.7M |
|
|
BSJL
1440
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
| $18.4M | 0.01% |
747,259
+107,314
| +17% | +$2.64M |
|
|
GAP
1441
PUT
The Gap Inc
GAP
$7.47B
| $18.4M | 0.01% |
1,041,300
+73,800
| +8% | +$1.26M |
|
|
DIAX
1442
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $18.4M | 0.01% |
1,042,354
-28,107
| -3% | -$500K |
|
1443
Maximus
MMS
$3.29B
| $18.4M | 0.01% |
246,883
+166,212
| +206% | +$12.5M |
|
1444
Warner Bros
WBD
$65.6B
| $18.3M | 0.01% |
559,587
+110,866
| +25% | +$3.34M |
|
|
SGI
1445
CALL
Somnigroup International
SGI
$14.7B
| $18.3M | 0.01% |
+840,000
| New | +$17.6M |
|
|
PLAN
1446
DELISTED
Anaplan, Inc.
PLAN
| $18.3M | 0.01% |
348,738
+316,953
| +997% | +$15.7M |
|
1447
Waters Corp
WAT
$39.2B
| $18.2M | 0.01% |
77,951
-6,736
| -8% | -$1.49M |
|
1448
CALL
Enterprise Products Partners
EPD
$82.3B
| $18.2M | 0.01% |
645,900
+495,900
| +331% | +$13.4M |
|
1449
Trimble
TRMB
$13.7B
| $18.2M | 0.01% |
435,576
+239,565
| +122% | +$9.53M |
|
1450
CALL
Delta Air Lines
DAL
$61.2B
| $18.1M | 0.01% |
310,300
| – | – |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.