UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EMO
1426
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
| $15.4M | 0.01% |
353,588
+14,341
| +4% | +$641K |
|
1427
CoStar Group
CSGP
$12.1B
| $15.4M | 0.01% |
258,910
-16,620
| -6% | -$995K |
|
1428
SPDR Gold MiniShares Trust
GLDM
$27.7B
| $15.4M | 0.01% |
522,206
+83,838
| +19% | +$2.47M |
|
1429
HF Sinclair
DINO
$15.7B
| $15.3M | 0.01% |
286,051
-79,881
| -22% | -$3.87M |
|
1430
iShares Dow Jones US ETF
IYY
$3.05B
| $15.3M | 0.01% |
207,754
-13,004
| -6% | -$957K |
|
1431
B&G Foods
BGS
$289M
| $15.3M | 0.01% |
810,440
+166,427
| +26% | +$3.2M |
|
1432
PUT
Papa John's
PZZA
$1.01B
| $15.3M | 0.01% |
292,300
+50,800
| +21% | +$2.39M |
|
1433
CALL
Gilead Sciences
GILD
$168B
| $15.2M | 0.01% |
240,300
+46,800
| +24% | +$3.06M |
|
|
JKS
1434
JinkoSolar
JKS
$837M
| $15.2M | 0.01% |
954,399
+129,482
| +16% | +$2.6M |
|
1435
Graco
GGG
$13.3B
| $15.2M | 0.01% |
330,431
+98,775
| +43% | +$4.67M |
|
|
SGEN
1436
DELISTED
Seagen Inc. Common Stock
SGEN
| $15.1M | 0.01% |
177,115
+126,201
| +248% | +$9.25M |
|
1437
Fidelity Total Bond ETF
FBND
$27.3B
| $15.1M | 0.01% |
292,203
+2,630
| +0.9% | +$135K |
|
1438
Edison International
EIX
$27.2B
| $15.1M | 0.01% |
200,280
+18,709
| +10% | +$1.35M |
|
|
RJET
1439
Republic Airways Holdings
RJET
$1.03B
| $15M | 0.01% |
148,640
+46,281
| +45% | +$5.63M |
|
1440
Lyft
LYFT
$6.35B
| $15M | 0.01% |
367,803
+90,295
| +33% | +$4.93M |
|
1441
CALL
General Motors
GM
$77.5B
| $15M | 0.01% |
400,000
+399,400
| +66,567% | +$15.4M |
|
|
WMC
1442
DELISTED
Western Asset Mortgage Capital Corporation
WMC
| $15M | 0.01% |
155,364
-781
| -0.5% | -$77.1K |
|
1443
SLR Investment Corp
SLRC
$719M
| $15M | 0.01% |
725,527
-30,315
| -4% | -$623K |
|
1444
PUT
United States Natural Gas Fund
UNG
$457M
| $14.9M | 0.01% |
187,500
-350,000
| -65% | -$28.1M |
|
|
Y
1445
DELISTED
Alleghany Corp
Y
| $14.9M | 0.01% |
18,715
+1,520
| +9% | +$1.12M |
|
1446
Snap-on
SNA
$21.6B
| $14.9M | 0.01% |
95,306
+17,103
| +22% | +$2.63M |
|
1447
Telus
TU
$15B
| $14.9M | 0.01% |
835,662
+357,540
| +75% | +$6.51M |
|
1448
Vail Resorts
MTN
$5.33B
| $14.9M | 0.01% |
65,392
+84
| +0.1% | +$19.8K |
|
1449
Vanguard Materials ETF
VAW
$3.06B
| $14.9M | 0.01% |
117,631
+158
| +0.1% | +$19.8K |
|
1450
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.83B
| $14.9M | 0.01% |
300,771
+83,840
| +39% | +$4.26M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.