UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1426
iShares Dow Jones US ETF
IYY
$2.89B
| $12.5M | 0.01% |
198,902
-59,008
| -23% | -$3.64M |
|
1427
DNP Select Income Fund
DNP
$4.14B
| $12.5M | 0.01% |
1,089,617
+30,231
| +3% | +$342K |
|
1428
CALL
Devon Energy
DVN
$51.3B
| $12.5M | 0.01% |
340,400
-53,000
| -13% | -$1.72M |
|
1429
iShares Global Healthcare ETF
IXJ
$4.16B
| $12.5M | 0.01% |
221,580
+718
| +0.3% | +$39.5K |
|
|
PPLT
1430
abrdn Physical Platinum Shares ETF
PPLT
$1.83B
| $12.5M | 0.01% |
1,427,250
+65,860
| +5% | +$601K |
|
1431
CALL
General Mills
GIS
$20.2B
| $12.4M | 0.01% |
240,500
+158,500
| +193% | +$8.69M |
|
|
DX
1432
Dynex Capital
DX
$3.18B
| $12.4M | 0.01% |
570,619
+107,410
| +23% | +$2.27M |
|
1433
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $12.4M | 0.01% |
205,499
-98,825
| -32% | -$6.01M |
|
1434
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.89B
| $12.4M | 0.01% |
581,633
+2,260
| +0.4% | +$48K |
|
1435
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
| $12.3M | 0.01% |
1,360,653
+322,270
| +31% | +$2.86M |
|
|
SFUN
1436
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
| $12.3M | 0.01% |
60,944
-7,670
| -11% | -$1.36M |
|
1437
Fidelity National Financial
FNF
$14.4B
| $12.3M | 0.01% |
373,306
+38,584
| +12% | +$1.26M |
|
1438
PUT
Abercrombie & Fitch
ANF
$4.55B
| $12.3M | 0.01% |
850,000
+600,000
| +240% | +$6.86M |
|
|
TLRD
1439
DELISTED
Tailored Brands, Inc.
TLRD
| $12.3M | 0.01% |
849,689
-869,448
| -51% | -$10.6M |
|
1440
Essential Utilities
WTRG
$11.5B
| $12.3M | 0.01% |
369,550
+12,651
| +4% | +$424K |
|
|
CXO
1441
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
| $12.3M | 0.01% |
93,000
-29,800
| -24% | -$3.59M |
|
1442
WisdomTree US High Dividend Fund
DHS
$1.58B
| $12.2M | 0.01% |
175,104
-1,723
| -1% | -$119K |
|
1443
Albemarle
ALB
$13.4B
| $12.2M | 0.01% |
89,789
+13,755
| +18% | +$1.64M |
|
1444
Realty Income
O
$61.1B
| $12.2M | 0.01% |
220,723
+82,236
| +59% | +$4.57M |
|
1445
VanEck Agribusiness ETF
MOO
$992M
| $12.2M | 0.01% |
207,358
+4,136
| +2% | +$235K |
|
1446
Lloyds Banking Group
LYG
$85.2B
| $12.2M | 0.01% |
3,337,664
-460,070
| -12% | -$1.6M |
|
1447
Ball Corp
BALL
$17.5B
| $12.2M | 0.01% |
295,493
+22,469
| +8% | +$921K |
|
1448
PUT
AutoZone
AZO
$51.3B
| $12.2M | 0.01% |
20,500
-13,200
| -39% | -$7.03M |
|
1449
WisdomTree US AI Enhanced Value Fund
AIVL
$428M
| $12.2M | 0.01% |
144,617
-24,181
| -14% | -$2M |
|
1450
CALL
Ford
F
$60.9B
| $12.2M | 0.01% |
1,018,604
+392,356
| +63% | +$4.43M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.