UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
Factset
FDS
$10.2B
| $22.4M | 0.01% |
51,129
-25,193
| -33% | -$10.7M |
|
1402
PUT
Corning
GLW
$143B
| $22.3M | 0.01% |
732,200
+181,700
| +33% | +$5.94M |
|
1403
Textron
TXT
$15.4B
| $22.3M | 0.01% |
285,253
-185,929
| -39% | -$13.9M |
|
1404
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $22.3M | 0.01% |
935,687
+60,940
| +7% | +$1.51M |
|
1405
CALL
Snap
SNAP
$9.01B
| $22.2M | 0.01% |
2,494,220
+298,645
| +14% | +$3.12M |
|
1406
Citizens Financial Group
CFG
$30.6B
| $22.2M | 0.01% |
828,995
-569,133
| -41% | -$16.3M |
|
|
BNY
1407
PUT
Bank of New York Mellon
BNY
$107B
| $22.2M | 0.01% |
520,600
| – | – |
|
1408
CALL
Cheniere Energy
LNG
$52.9B
| $22.2M | 0.01% |
133,700
+44,800
| +50% | +$7.23M |
|
1409
Host Hotels & Resorts
HST
$16B
| $22.2M | 0.01% |
1,378,999
+12,874
| +0.9% | +$215K |
|
1410
PUT
Eaton
ETN
$174B
| $22.1M | 0.01% |
103,800
+6,700
| +7% | +$1.44M |
|
1411
Darling Ingredients
DAR
$9.44B
| $22.1M | 0.01% |
423,732
+230,273
| +119% | +$14.4M |
|
1412
Amcor
AMCR
$22.1B
| $22.1M | 0.01% |
482,258
-67,342
| -12% | -$3.24M |
|
1413
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $22M | 0.01% |
920,592
-447,534
| -33% | -$10.7M |
|
1414
VeriSign
VRSN
$26.6B
| $22M | 0.01% |
108,662
-59,136
| -35% | -$12.3M |
|
1415
Loews
L
$23.6B
| $22M | 0.01% |
347,412
-71,999
| -17% | -$4.49M |
|
|
IGR
1416
CBRE Global Real Estate Income Fund
IGR
$713M
| $22M | 0.01% |
4,884,007
-97,734
| -2% | -$507K |
|
1417
A.O. Smith
AOS
$8.7B
| $21.9M | 0.01% |
331,158
+91,898
| +38% | +$6.52M |
|
1418
CALL
Marriott International
MAR
$92.3B
| $21.8M | 0.01% |
110,900
| – | – |
|
1419
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
| $21.8M | 0.01% |
1,320,866
-26,142
| -2% | -$462K |
|
1420
PUT
Apollo Global Management
APO
$73.4B
| $21.8M | 0.01% |
242,800
+108,300
| +81% | +$9.1M |
|
1421
Huntington Bancshares
HBAN
$35.5B
| $21.8M | 0.01% |
2,094,716
-1,186,008
| -36% | -$13.3M |
|
1422
CALL
Dollar Tree
DLTR
$25.2B
| $21.8M | 0.01% |
204,600
+88,000
| +75% | +$11.8M |
|
1423
BioMarin Pharmaceuticals
BMRN
$12.3B
| $21.7M | 0.01% |
245,257
-24,719
| -9% | -$2.2M |
|
1424
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
| $21.6M | 0.01% |
430,972
-10,118
| -2% | -$519K |
|
1425
Invesco S&P Global Water Index ETF
CGW
$1.08B
| $21.6M | 0.01% |
463,806
+18,780
| +4% | +$944K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.