UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
PUT
Autodesk
ADSK
$51.2B
| $22.8M | 0.01% |
80,000
+40,000
| +100% | +$12.2M |
|
1402
CALL
Berkshire Hathaway Class B
BRK.B
$1.13T
| $22.8M | 0.01% |
83,570
-21,900
| -21% | -$6.15M |
|
1403
Schwab US Broad Market ETF
SCHB
$44.5B
| $22.8M | 0.01% |
1,317,288
-138,810
| -10% | -$2.47M |
|
1404
CALL
Lyft
LYFT
$6.19B
| $22.8M | 0.01% |
425,000
| – | – |
|
1405
CALL
Academy Sports + Outdoors
ASO
$2.94B
| $22.7M | 0.01% |
567,600
-187,200
| -25% | -$7.47M |
|
1406
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
| $22.7M | 0.01% |
710,000
| – | – |
|
1407
Hormel Foods
HRL
$13.8B
| $22.7M | 0.01% |
553,067
+102,731
| +23% | +$4.63M |
|
1408
iShares US Consumer Staples ETF
IYK
$1.41B
| $22.6M | 0.01% |
378,027
+2,478
| +0.7% | +$153K |
|
1409
Regenxbio
RGNX
$722M
| $22.6M | 0.01% |
539,021
+14,452
| +3% | +$520K |
|
1410
US Global Jets ETF
JETS
$803M
| $22.6M | 0.01% |
956,015
-9,382
| -1% | -$216K |
|
1411
Cincinnati Financial
CINF
$27.5B
| $22.5M | 0.01% |
197,259
-110,859
| -36% | -$13.2M |
|
1412
Jones Lang LaSalle
JLL
$16.7B
| $22.5M | 0.01% |
90,819
-16,766
| -16% | -$3.83M |
|
1413
PUT
Automatic Data Processing
ADP
$109B
| $22.5M | 0.01% |
112,674
+42,652
| +61% | +$8.79M |
|
1414
Dropbox
DBX
$8.06B
| $22.5M | 0.01% |
770,924
-5,773,203
| -88% | -$179M |
|
1415
GXO Logistics
GXO
$5.41B
| $22.5M | 0.01% |
+287,150
| New | +$22.5M |
|
1416
Under Armour
UAA
$2.73B
| $22.5M | 0.01% |
1,114,160
+248,033
| +29% | +$5.48M |
|
1417
VanEck Oil Services ETF
OIH
$1.94B
| $22.5M | 0.01% |
114,042
+55,342
| +94% | +$10.5M |
|
1418
Popular Inc
BPOP
$11.2B
| $22.5M | 0.01% |
289,052
+10,592
| +4% | +$788K |
|
1419
VanEck Junior Gold Miners ETF
GDXJ
$7.86B
| $22.4M | 0.01% |
585,527
+3,249
| +0.6% | +$139K |
|
1420
ProShares Short S&P500
SH
$902M
| $22.4M | 0.01% |
368,180
+165,902
| +82% | +$9.89M |
|
1421
CALL
Boeing
BA
$184B
| $22.4M | 0.01% |
101,900
+77,600
| +319% | +$17.3M |
|
1422
Bunge Global
BG
$20.9B
| $22.4M | 0.01% |
275,125
-9,708
| -3% | -$749K |
|
1423
PUT
Cummins
CMI
$88.7B
| $22.3M | 0.01% |
99,506
+8,000
| +9% | +$1.87M |
|
1424
RingCentral
RNG
$5.18B
| $22.3M | 0.01% |
102,473
-31,517
| -24% | -$7.99M |
|
|
CHI
1425
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
| $22.3M | 0.01% |
1,486,902
-6,331
| -0.4% | -$97.2K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.