UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
CALL
Qualcomm
QCOM
$171B
| $16M | 0.01% |
210,200
-478,300
| -69% | -$36M |
|
|
NXDT
1402
NexPoint Diversified Real Estate Trust
NXDT
$234M
| $16M | 0.01% |
894,080
-511,601
| -36% | -$9.43M |
|
1403
Invesco Financial Preferred ETF
PGF
$676M
| $16M | 0.01% |
853,641
+5,594
| +0.7% | +$105K |
|
1404
iShares MSCI South Korea ETF
EWY
$24.8B
| $16M | 0.01% |
284,426
-232,828
| -45% | -$12.9M |
|
1405
Plains GP Holdings
PAGP
$5.04B
| $16M | 0.01% |
752,746
+66,411
| +10% | +$1.53M |
|
|
STOR
1406
DELISTED
STORE Capital Corporation
STOR
| $16M | 0.01% |
426,389
+140,898
| +49% | +$5.05M |
|
1407
PTC
PTC
$15.4B
| $15.9M | 0.01% |
233,504
+127,630
| +121% | +$9.33M |
|
1408
Teva Pharmaceuticals
TEVA
$40.1B
| $15.9M | 0.01% |
2,308,728
+790,970
| +52% | +$6.06M |
|
1409
Zions Bancorporation
ZION
$10.5B
| $15.8M | 0.01% |
355,770
-47,540
| -12% | -$2.05M |
|
1410
Roku
ROKU
$21.9B
| $15.8M | 0.01% |
155,632
+8,485
| +6% | +$1.04M |
|
|
CMO
1411
DELISTED
Capstead Mortgage Corp.
CMO
| $15.8M | 0.01% |
2,145,389
+566,017
| +36% | +$4.55M |
|
|
BSJL
1412
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
| $15.8M | 0.01% |
639,945
+88,574
| +16% | +$2.19M |
|
1413
Mettler-Toledo International
MTD
$28.8B
| $15.7M | 0.01% |
22,353
-7,820
| -26% | -$5.74M |
|
1414
CALL
Hartford Financial Services
HIG
$38.9B
| $15.7M | 0.01% |
259,200
+49,200
| +23% | +$2.88M |
|
|
PML
1415
PIMCO Municipal Income Fund II
PML
$486M
| $15.7M | 0.01% |
997,888
+60,795
| +6% | +$946K |
|
1416
Natural Resource Partners
NRP
$1.28B
| $15.6M | 0.01% |
617,302
+20,571
| +3% | +$603K |
|
1417
Pentair
PNR
$10.9B
| $15.6M | 0.01% |
413,381
+58,887
| +17% | +$2.19M |
|
|
1418
CALL
Fidelity National Information Services
FIS
$22.9B
| $15.6M | 0.01% |
117,600
+97,600
| +488% | +$13M |
|
1419
Chewy
CHWY
$9.87B
| $15.6M | 0.01% |
632,962
+598,500
| +1,737% | +$18.9M |
|
1420
MGM Resorts International
MGM
$11.7B
| $15.5M | 0.01% |
560,599
+133,541
| +31% | +$3.83M |
|
1421
CALL
AngloGold Ashanti
AU
$41.2B
| $15.5M | 0.01% |
850,400
+600,400
| +240% | +$11.9M |
|
1422
PG&E
PCG
$38.4B
| $15.5M | 0.01% |
1,552,982
+1,464,121
| +1,648% | +$22.1M |
|
1423
GoDaddy
GDDY
$11.3B
| $15.5M | 0.01% |
234,834
+41,539
| +21% | +$2.82M |
|
1424
iShares Global Infrastructure ETF
IGF
$10.9B
| $15.5M | 0.01% |
333,142
-25,358
| -7% | -$1.16M |
|
1425
Invesco AI and Next Gen Software ETF
IGPT
$1.24B
| $15.5M | 0.01% |
498,165
-90,300
| -15% | -$2.94M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.