UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
Nomad Foods
NOMD
$1.77B
| $13M | 0.01% |
889,971
+19,830
| +2% | +$289K |
|
1402
Invesco AI and Next Gen Software ETF
IGPT
$1.08B
| $13M | 0.01% |
629,127
-17,367
| -3% | -$340K |
|
1403
CALL
NetEase
NTES
$83B
| $12.9M | 0.01% |
245,250
+110,250
| +82% | +$6.33M |
|
1404
PUT
Bausch Health
BHC
$1.75B
| $12.9M | 0.01% |
900,000
+200
| +0% | +$3.02K |
|
1405
CALL
Criteo S.A. Ordinary Shares
CRTO
$1.14B
| $12.9M | 0.01% |
310,000
| – | – |
|
1406
Barings BDC
BBDC
$869M
| $12.8M | 0.01% |
899,834
+10,489
| +1% | +$158K |
|
|
TIF
1407
CALL
DELISTED
Tiffany & Co.
TIF
| $12.8M | 0.01% |
+140,000
| New | +$12.8M |
|
1408
CALL
Las Vegas Sands
LVS
$31.4B
| $12.8M | 0.01% |
200,000
+180,731
| +938% | +$11.2M |
|
1409
Church & Dwight Co
CHD
$23.7B
| $12.8M | 0.01% |
264,069
+32,179
| +14% | +$1.63M |
|
1410
PUT
PepsiCo
PEP
$196B
| $12.8M | 0.01% |
114,800
-368,600
| -76% | -$42.6M |
|
|
FL
1411
DELISTED
Foot Locker
FL
| $12.8M | 0.01% |
362,831
-190,139
| -34% | -$8M |
|
1412
Perrigo
PRGO
$1.44B
| $12.7M | 0.01% |
150,218
-71,088
| -32% | -$5.53M |
|
|
GRMN
1413
Garmin
GRMN
$56.9B
| $12.7M | 0.01% |
235,353
+26,075
| +12% | +$1.35M |
|
1414
Reinsurance Group of America
RGA
$15.5B
| $12.7M | 0.01% |
91,014
+8,092
| +10% | +$1.09M |
|
|
X
1415
DELISTED
US Steel
X
| $12.7M | 0.01% |
493,384
-223,406
| -31% | -$5.47M |
|
1416
PUT
Home Depot
HD
$337B
| $12.6M | 0.01% |
77,300
+29,500
| +62% | +$4.52M |
|
|
DIAX
1417
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $12.6M | 0.01% |
745,410
-47,292
| -6% | -$789K |
|
1418
Nuveen Credit Strategies Income Fund
JQC
$702M
| $12.6M | 0.01% |
1,486,391
+39,356
| +3% | +$334K |
|
1419
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
| $12.6M | 0.01% |
416,101
+103,435
| +33% | +$3.09M |
|
1420
CGI
GIB
$15.4B
| $12.6M | 0.01% |
242,972
+5,781
| +2% | +$297K |
|
1421
PUT
Deere & Co
DE
$165B
| $12.6M | 0.01% |
+100,000
| New | +$12.3M |
|
1422
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$226M
| $12.6M | 0.01% |
661,598
+78,540
| +13% | +$1.45M |
|
1423
DigitalBridge
DBRG
$2.92B
| $12.6M | 0.01% |
249,848
-8,057
| -3% | -$440K |
|
1424
Hasbro
HAS
$13.5B
| $12.5M | 0.01% |
128,479
+24,333
| +23% | +$2.47M |
|
1425
MarketAxess Holdings
MKTX
$4.47B
| $12.5M | 0.01% |
67,997
-4,196
| -6% | -$803K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.