UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
CALL
Starbucks
SBUX
$120B
| $23.1M | 0.01% |
253,300
-60,800
| -19% | -$5.97M |
|
1377
iShares US Industrials ETF
IYJ
$2.02B
| $23.1M | 0.01% |
229,131
-7,777
| -3% | -$826K |
|
1378
PUT
Zillow
Z
$7.56B
| $23.1M | 0.01% |
500,800
+295,000
| +143% | +$15.2M |
|
1379
CALL
Vertex Pharmaceuticals
VRTX
$126B
| $23.1M | 0.01% |
66,460
+25,460
| +62% | +$8.9M |
|
1380
Annaly Capital Management
NLY
$17.4B
| $23.1M | 0.01% |
1,227,665
+414,729
| +51% | +$8.24M |
|
1381
CALL
Intuitive Surgical
ISRG
$134B
| $23.1M | 0.01% |
78,900
+4,300
| +6% | +$1.34M |
|
1382
Globe Life
GL
$14.3B
| $23.1M | 0.01% |
212,008
+3,322
| +2% | +$371K |
|
1383
PUT
ARK Innovation ETF
ARKK
$6.31B
| $23M | 0.01% |
580,000
-70,000
| -11% | -$3.09M |
|
1384
Jack Henry & Associates
JKHY
$11.1B
| $23M | 0.01% |
152,110
-28,720
| -16% | -$4.63M |
|
1385
InMode
INMD
$880M
| $22.9M | 0.01% |
753,026
+28,446
| +4% | +$1.12M |
|
1386
Carlisle Companies
CSL
$15.4B
| $22.9M | 0.01% |
88,263
+13,231
| +18% | +$3.55M |
|
1387
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
| $22.9M | 0.01% |
536,389
+4,211
| +0.8% | +$206K |
|
1388
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
| $22.8M | 0.01% |
950,341
+126,433
| +15% | +$3.08M |
|
|
JWN
1389
PUT
DELISTED
Nordstrom
JWN
| $22.8M | 0.01% |
1,526,500
+226,800
| +17% | +$4.16M |
|
1390
Pinnacle West Capital
PNW
$12.2B
| $22.7M | 0.01% |
308,765
+140,215
| +83% | +$11.1M |
|
1391
Incyte
INCY
$24.4B
| $22.7M | 0.01% |
393,212
-93,846
| -19% | -$5.92M |
|
1392
PUT
Valero Energy
VLO
$85.9B
| $22.7M | 0.01% |
160,200
+130,000
| +430% | +$17M |
|
1393
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
| $22.7M | 0.01% |
332,991
+6,492
| +2% | +$462K |
|
1394
Vodafone
VOD
$37.4B
| $22.6M | 0.01% |
2,388,657
-374,885
| -14% | -$3.55M |
|
1395
Brown-Forman Class B
BF.B
$13.1B
| $22.6M | 0.01% |
391,220
-104,404
| -21% | -$6.94M |
|
1396
Vanguard ESG US Stock ETF
ESGV
$13.6B
| $22.5M | 0.01% |
299,343
-5,828
| -2% | -$457K |
|
|
GRID
1397
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
| $22.5M | 0.01% |
239,718
+34,353
| +17% | +$3.47M |
|
1398
Hormel Foods
HRL
$13.8B
| $22.5M | 0.01% |
591,500
-210,274
| -26% | -$8.29M |
|
1399
Celsius Holdings
CELH
$7.1B
| $22.5M | 0.01% |
392,637
+64,458
| +20% | +$3.62M |
|
1400
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
| $22.4M | 0.01% |
1,056,989
-39,160
| -4% | -$885K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.