UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
ROBO Global Healthcare Technology and Innovation ETF
HTEC
$71.4M
| $23.5M | 0.01% |
516,532
+33,294
| +7% | +$1.58M |
|
1377
Domino's
DPZ
$11.9B
| $23.5M | 0.01% |
49,341
+2,142
| +5% | +$1.08M |
|
|
DOCU
1378
CALL
DocuSign
DOCU
$10.9B
| $23.5M | 0.01% |
91,300
-22,100
| -19% | -$6.37M |
|
1379
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
| $23.5M | 0.01% |
1,138,179
+563,329
| +98% | +$11.7M |
|
1380
Plug Power
PLUG
$2.89B
| $23.5M | 0.01% |
918,934
-73,141
| -7% | -$1.96M |
|
1381
Universal Health Services
UHS
$10.3B
| $23.5M | 0.01% |
169,558
+26,129
| +18% | +$3.96M |
|
|
LSXMK
1382
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
| $23.4M | 0.01% |
635,253
+83,199
| +15% | +$3.05M |
|
1383
Tyler Technologies
TYL
$12.5B
| $23.4M | 0.01% |
50,911
+6,502
| +15% | +$3.11M |
|
1384
PUT
Estee Lauder
EL
$30.9B
| $23.2M | 0.01% |
77,500
-15,200
| -16% | -$4.97M |
|
|
BSJM
1385
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
| $23.2M | 0.01% |
997,277
-247,519
| -20% | -$5.77M |
|
1386
CALL
Trip.com Group
TCOM
$29.1B
| $23.2M | 0.01% |
753,037
+28,300
| +4% | +$814K |
|
1387
PUT
Kroger
KR
$35.1B
| $23.2M | 0.01% |
572,700
+393,400
| +219% | +$16.5M |
|
1388
Invesco Municipal Opportunity Trust
VMO
$660M
| $23.1M | 0.01% |
1,688,110
+53,042
| +3% | +$731K |
|
1389
Nuveen Taxable Municipal Income Fund
NBB
$450M
| $23.1M | 0.01% |
1,007,808
+4,862
| +0.5% | +$114K |
|
1390
Kohl's
KSS
$2.09B
| $23.1M | 0.01% |
490,154
+194,563
| +66% | +$10.4M |
|
1391
CALL
SLB Ltd
SLB
$76.5B
| $23.1M | 0.01% |
777,883
+226,594
| +41% | +$6.49M |
|
1392
PUT
Ferrari
RACE
$71.6B
| $23M | 0.01% |
110,003
| – | – |
|
1393
Invesco Large Cap Value ETF
PWV
$1.72B
| $23M | 0.01% |
517,324
-25,283
| -5% | -$1.13M |
|
1394
BioMarin Pharmaceuticals
BMRN
$11.9B
| $23M | 0.01% |
297,493
+153,667
| +107% | +$12.1M |
|
1395
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$78.3M
| $23M | 0.01% |
495,119
+72,936
| +17% | +$3.45M |
|
1396
iShares US Basic Materials ETF
IYM
$1.23B
| $23M | 0.01% |
184,439
+3,554
| +2% | +$463K |
|
1397
PUT
Workday
WDAY
$42B
| $22.9M | 0.01% |
91,785
-259,701
| -74% | -$64.3M |
|
1398
CALL
Dominion Energy
D
$58.8B
| $22.9M | 0.01% |
313,229
+19,908
| +7% | +$1.52M |
|
|
SAFE
1399
DELISTED
Safehold Inc.
SAFE
| $22.9M | 0.01% |
317,861
-104,245
| -25% | -$8.84M |
|
1400
PUT
Cognizant
CTSH
$25.6B
| $22.8M | 0.01% |
307,450
-29,800
| -9% | -$2.2M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.