UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
CALL
General Motors
GM
$76.8B
| $14.7M | 0.01% |
497,316
+250,516
| +102% | +$7.04M |
|
|
NBL
1377
DELISTED
Noble Energy, Inc.
NBL
| $14.7M | 0.01% |
1,720,929
+930,669
| +118% | +$9.09M |
|
|
FINS
1378
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
| $14.7M | 0.01% |
871,611
+89,156
| +11% | +$1.47M |
|
1379
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
| $14.7M | 0.01% |
358,972
-178,306
| -33% | -$7.22M |
|
1380
PUT
Halliburton
HAL
$26.6B
| $14.6M | 0.01% |
1,215,000
| – | – |
|
1381
Huazhu Hotels Group
HTHT
$13B
| $14.6M | 0.01% |
338,548
-382,581
| -53% | -$14.9M |
|
1382
PUT
Verizon
VZ
$196B
| $14.6M | 0.01% |
246,000
+24,300
| +11% | +$1.41M |
|
1383
iShares MSCI Kokusai Fund
TOK
$257M
| $14.6M | 0.01% |
195,815
+195,768
| +416,528% | +$14.5M |
|
|
BSCN
1384
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $14.6M | 0.01% |
669,527
-334
| -0% | -$7.3K |
|
1385
Invesco Financial Preferred ETF
PGF
$674M
| $14.6M | 0.01% |
778,045
+15,695
| +2% | +$291K |
|
1386
Clarivate
CLVT
$1.16B
| $14.6M | 0.01% |
470,198
+28,089
| +6% | +$760K |
|
1387
NRG Energy
NRG
$24.8B
| $14.5M | 0.01% |
472,793
+17,430
| +4% | +$576K |
|
|
IGI
1388
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
| $14.5M | 0.01% |
698,461
+56,710
| +9% | +$1.24M |
|
1389
PUT
Las Vegas Sands
LVS
$29.6B
| $14.5M | 0.01% |
310,000
+120,000
| +63% | +$5.73M |
|
|
ALXN
1390
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
| $14.4M | 0.01% |
126,200
| – | – |
|
1391
Voya Financial
VOYA
$9.19B
| $14.4M | 0.01% |
301,032
-11,944
| -4% | -$588K |
|
1392
CALL
Walmart Inc
WMT
$890B
| $14.4M | 0.01% |
309,000
-10,500
| -3% | -$467K |
|
1393
The Mosaic Company
MOS
$7.33B
| $14.4M | 0.01% |
788,230
-114,240
| -13% | -$1.86M |
|
1394
Vanguard Materials ETF
VAW
$3.13B
| $14.4M | 0.01% |
106,990
+541
| +0.5% | +$71.7K |
|
1395
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
| $14.4M | 0.01% |
1,065,534
+10,709
| +1% | +$144K |
|
|
SPYM
1396
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
| $14.4M | 0.01% |
365,283
-1,646
| -0.4% | -$64.1K |
|
1397
Workday
WDAY
$44.4B
| $14.4M | 0.01% |
66,755
+5,260
| +9% | +$1.04M |
|
1398
CenterPoint Energy
CNP
$26.8B
| $14.3M | 0.01% |
741,051
-1,104,233
| -60% | -$21.7M |
|
1399
Knight Transportation
KNX
$11.4B
| $14.3M | 0.01% |
352,171
+202,797
| +136% | +$8.9M |
|
|
HBI
1400
DELISTED
Hanesbrands
HBI
| $14.3M | 0.01% |
909,638
+269,577
| +42% | +$3.96M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.