UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
First Solar
FSLR
$26.2B
| $16.5M | 0.01% |
284,945
-16,028
| -5% | -$1.03M |
|
1377
Domino's
DPZ
$12.2B
| $16.5M | 0.01% |
67,411
-28,285
| -30% | -$7.01M |
|
1378
Keysight
KEYS
$58.3B
| $16.5M | 0.01% |
169,528
-11,203
| -6% | -$1.04M |
|
1379
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
| $16.5M | 0.01% |
554,688
-57,034
| -9% | -$1.68M |
|
|
CTRA
1380
DELISTED
Coterra Energy
CTRA
| $16.5M | 0.01% |
937,072
+51,427
| +6% | +$986K |
|
1381
Reinsurance Group of America
RGA
$15.5B
| $16.5M | 0.01% |
102,945
-4,724
| -4% | -$732K |
|
|
PE
1382
DELISTED
PARSLEY ENERGY INC
PE
| $16.5M | 0.01% |
979,300
+131,572
| +16% | +$2.26M |
|
|
AAN.A
1383
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $16.4M | 0.01% |
255,851
+112,861
| +79% | +$7.25M |
|
|
1384
PUT
VanEck Junior Gold Miners ETF
GDXJ
$7.33B
| $16.4M | 0.01% |
453,000
+9,400
| +2% | +$365K |
|
1385
Fortis
FTS
$28.9B
| $16.4M | 0.01% |
387,880
+140,618
| +57% | +$5.74M |
|
1386
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
| $16.4M | 0.01% |
738,685
-41,900
| -5% | -$939K |
|
1387
Hasbro
HAS
$12.9B
| $16.4M | 0.01% |
137,786
+11,685
| +9% | +$1.33M |
|
1388
CVR Partners
UAN
$1.33B
| $16.3M | 0.01% |
421,031
+52,821
| +14% | +$1.96M |
|
1389
Hercules Capital
HTGC
$3.16B
| $16.3M | 0.01% |
1,221,242
-166,999
| -12% | -$2.18M |
|
1390
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$584M
| $16.3M | 0.01% |
528,057
-68,543
| -11% | -$2.06M |
|
|
JNPR
1391
DELISTED
Juniper Networks
JNPR
| $16.3M | 0.01% |
657,146
+337,818
| +106% | +$8.49M |
|
|
BSCM
1392
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $16.3M | 0.01% |
756,799
-56,578
| -7% | -$1.21M |
|
1393
HSBC
HSBC
$364B
| $16.3M | 0.01% |
424,759
-41,791
| -9% | -$1.62M |
|
1394
PUT
Kinder Morgan
KMI
$69.9B
| $16.2M | 0.01% |
787,300
-400
| -0.1% | -$8.21K |
|
|
PBFX
1395
DELISTED
PBF LOGISTICS LP
PBFX
| $16.2M | 0.01% |
766,222
+62,164
| +9% | +$1.31M |
|
1396
CALL
ServiceNow
NOW
$122B
| $16.2M | 0.01% |
+319,000
| New | +$17.3M |
|
1397
ProShares Short S&P500
SH
$898M
| $16.2M | 0.01% |
154,753
-71,858
| -32% | -$7.6M |
|
1398
CALL
Boeing
BA
$187B
| $16.1M | 0.01% |
42,300
-155,100
| -79% | -$55.4M |
|
1399
First Trust STOXX European Select Dividend Income Fund
FDD
$900M
| $16.1M | 0.01% |
1,262,644
-33,528
| -3% | -$417K |
|
1400
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
| $16.1M | 0.01% |
252,988
-81,069
| -24% | -$5.12M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.