UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CHK
1376
DELISTED
Chesapeake Energy Corporation
CHK
| $10.4M | 0.01% |
8,255
+7,134
| +636% | +$8.23M |
|
1377
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
| $10.3M | 0.01% |
750,916
+104,341
| +16% | +$1.45M |
|
|
AUY
1378
DELISTED
Yamana Gold, Inc.
AUY
| $10.3M | 0.01% |
2,395,513
+378,594
| +19% | +$1.95M |
|
1379
Brown-Forman Class B
BF.B
$13.2B
| $10.3M | 0.01% |
339,777
-2,492
| -0.7% | -$77.4K |
|
1380
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.79B
| $10.3M | 0.01% |
263,602
+211,951
| +410% | +$8.16M |
|
1381
Xcel Energy
XEL
$48.8B
| $10.3M | 0.01% |
250,504
+16,049
| +7% | +$686K |
|
|
MNDT
1382
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $10.3M | 0.01% |
699,174
+2,000
| +0.3% | +$30.7K |
|
1383
iShares US Financial Services ETF
IYG
$2.16B
| $10.3M | 0.01% |
351,900
+63,024
| +22% | +$1.81M |
|
1384
Westlake Chemical Partners
WLKP
$763M
| $10.3M | 0.01% |
450,291
+105,475
| +31% | +$2.39M |
|
|
B
1385
CALL
Barrick Mining
B
$61.5B
| $10.3M | 0.01% |
580,100
+149,015
| +35% | +$2.97M |
|
|
WBMD
1386
DELISTED
WebMD Health Corp.
WBMD
| $10.3M | 0.01% |
206,622
+18,567
| +10% | +$1.02M |
|
1387
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$258M
| $10.2M | 0.01% |
124,993
+4,538
| +4% | +$370K |
|
|
ENLC
1388
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $10.2M | 0.01% |
611,156
+320,976
| +111% | +$5.21M |
|
1389
Reinsurance Group of America
RGA
$15.5B
| $10.2M | 0.01% |
94,673
-4,690
| -5% | -$479K |
|
1390
First Trust Cloud Computing ETF
SKYY
$2.92B
| $10.2M | 0.01% |
299,020
+27,458
| +10% | +$901K |
|
|
NLSN
1391
DELISTED
Nielsen Holdings plc
NLSN
| $10.2M | 0.01% |
190,665
+116,246
| +156% | +$6.18M |
|
1392
iShares Mortgage Real Estate ETF
REM
$539M
| $10.2M | 0.01% |
242,558
-14,028
| -5% | -$595K |
|
1393
DNP Select Income Fund
DNP
$4.05B
| $10.2M | 0.01% |
989,998
+36,918
| +4% | +$390K |
|
|
TSS
1394
DELISTED
Total System Services, Inc.
TSS
| $10.2M | 0.01% |
215,313
+30,754
| +17% | +$1.54M |
|
|
XLKS
1395
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
| $10.1M | 0.01% |
159,179
+25,670
| +19% | +$1.63M |
|
1396
Vale
VALE
$64.1B
| $10.1M | 0.01% |
1,835,468
+234,797
| +15% | +$1.29M |
|
1397
PUT
Regeneron Pharmaceuticals
REGN
$78.5B
| $10.1M | 0.01% |
+25,100
| New | +$10.1M |
|
1398
MidCap Financial Investment
MFIC
$787M
| $10.1M | 0.01% |
579,478
+56,146
| +11% | +$984K |
|
1399
PUT
Prudential Financial
PRU
$42.4B
| $10.1M | 0.01% |
+123,400
| New | +$9.47M |
|
1400
Equifax
EFX
$20.3B
| $10.1M | 0.01% |
74,790
+11,852
| +19% | +$1.57M |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.