UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
CALL
Dow Inc
DOW
$21.2B
| $23.9M | 0.01% |
463,800
+196,700
| +74% | +$10.6M |
|
1352
PUT
Verizon
VZ
$196B
| $23.9M | 0.01% |
736,900
+130,800
| +22% | +$4.42M |
|
1353
Everest Group
EG
$14.4B
| $23.8M | 0.01% |
64,160
-13,697
| -18% | -$4.97M |
|
1354
CALL
CVS Health
CVS
$122B
| $23.8M | 0.01% |
341,500
+6,080
| +2% | +$431K |
|
1355
Sprouts Farmers Market
SFM
$8.01B
| $23.8M | 0.01% |
556,159
-62,517
| -10% | -$2.45M |
|
1356
PUT
Blackrock
BLK
$176B
| $23.8M | 0.01% |
36,800
+11,600
| +46% | +$8.1M |
|
1357
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
| $23.8M | 0.01% |
1,126,459
+16,375
| +1% | +$347K |
|
|
SPLK
1358
CALL
DELISTED
Splunk Inc
SPLK
| $23.7M | 0.01% |
162,300
-3,266,291
| -95% | -$370M |
|
1359
CALL
Scorpio Tankers
STNG
$3.81B
| $23.7M | 0.01% |
438,100
+412,000
| +1,579% | +$20.1M |
|
1360
Service Corp International
SCI
$11.6B
| $23.7M | 0.01% |
414,329
+51,636
| +14% | +$3.26M |
|
1361
PUT
Toyota
TM
$225B
| $23.7M | 0.01% |
+131,600
| New | +$22.5M |
|
1362
Itaú Unibanco
ITUB
$87.5B
| $23.6M | 0.01% |
4,977,323
-161,290
| -3% | -$804K |
|
1363
VanEck High Yield Muni ETF
HYD
$4.45B
| $23.6M | 0.01% |
480,678
-22,485
| -4% | -$1.14M |
|
1364
CALL
Corning
GLW
$143B
| $23.6M | 0.01% |
773,800
+176,800
| +30% | +$5.78M |
|
1365
HF Sinclair
DINO
$14.5B
| $23.6M | 0.01% |
413,679
+85,993
| +26% | +$4.67M |
|
1366
GSK
GSK
$106B
| $23.5M | 0.01% |
649,276
+7,429
| +1% | +$264K |
|
1367
State Street SPDR S&P International Dividend ETF
DWX
$533M
| $23.5M | 0.01% |
715,094
+363,367
| +103% | +$12.5M |
|
|
BXMX
1368
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $23.5M | 0.01% |
1,854,948
+3,883
| +0.2% | +$51.2K |
|
1369
PUT
Marriott International
MAR
$92.3B
| $23.5M | 0.01% |
119,400
| – | – |
|
1370
Cooper Companies
COO
$14.5B
| $23.4M | 0.01% |
293,756
+57,472
| +24% | +$5.29M |
|
1371
Live Nation Entertainment
LYV
$42.1B
| $23.3M | 0.01% |
280,791
+50,074
| +22% | +$4.36M |
|
1372
CALL
Lowe's Companies
LOW
$125B
| $23.3M | 0.01% |
112,100
+81,800
| +270% | +$18.4M |
|
1373
Veeva Systems
VEEV
$37.4B
| $23.2M | 0.01% |
114,228
-46,287
| -29% | -$9.33M |
|
1374
Invesco NASDAQ 100 ETF
QQQM
$102B
| $23.2M | 0.01% |
157,235
+54,093
| +52% | +$8.25M |
|
1375
PUT
Cleveland-Cliffs
CLF
$6.99B
| $23.1M | 0.01% |
1,479,400
+1,429,400
| +2,859% | +$22.3M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.