UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$324M |
| 2 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$241M |
| 3 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$150M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$142M |
| 5 |
UBS Group
UBS
|
+$140M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI ACWI ETF
ACWI
|
+$630M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$608M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$368M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Amazon
AMZN
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.88% |
| 2 | Financials | 6.67% |
| 3 | Healthcare | 6.52% |
| 4 | Consumer Discretionary | 4.99% |
| 5 | Industrials | 4.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
Digital Realty Trust
DLR
$71.7B
| $18M | 0.01% |
181,174
-239,786
| -57% | -$29.4M |
|
|
GRID
1352
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
| $17.9M | 0.01% |
238,538
+9,630
| +4% | +$808K |
|
1353
iShares Russell Top 200 Value ETF
IWX
$4.07B
| $17.9M | 0.01% |
311,002
+8,436
| +3% | +$536K |
|
1354
PUT
Invesco Senior Loan ETF
BKLN
$6.81B
| $17.9M | 0.01% |
888,800
+388,800
| +78% | +$8.11M |
|
1355
ProShares Short Russell2000
RWM
$129M
| $17.9M | 0.01% |
678,777
-22,142
| -3% | -$535K |
|
1356
Xtrackers S&P 500 ESG ETF
SNPE
$2.75B
| $17.9M | 0.01% |
557,357
+56,328
| +11% | +$2.02M |
|
1357
PUT
Capital One
COF
$134B
| $17.8M | 0.01% |
193,600
+27,500
| +17% | +$2.93M |
|
1358
MKS Inc
MKSI
$20.6B
| $17.8M | 0.01% |
215,411
-33,023
| -13% | -$3.4M |
|
|
SLY
1359
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $17.8M | 0.01% |
234,827
+8,471
| +4% | +$713K |
|
1360
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.3B
| $17.6M | 0.01% |
222,500
-205,000
| -48% | -$17.3M |
|
|
CMA
1361
DELISTED
Comerica
CMA
| $17.6M | 0.01% |
247,987
-29,671
| -11% | -$2.34M |
|
1362
DraftKings
DKNG
$11.9B
| $17.6M | 0.01% |
1,164,200
+568,552
| +95% | +$9.04M |
|
1363
Schwab US Broad Market ETF
SCHB
$44.9B
| $17.6M | 0.01% |
1,256,739
-39,885
| -3% | -$620K |
|
1364
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
| $17.6M | 0.01% |
547,776
+56,340
| +11% | +$2.04M |
|
1365
Howmet Aerospace
HWM
$113B
| $17.6M | 0.01% |
567,665
-159,800
| -22% | -$5.61M |
|
1366
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
| $17.6M | 0.01% |
210,818
+18,298
| +10% | +$1.56M |
|
1367
A.O. Smith
AOS
$8.7B
| $17.6M | 0.01% |
361,313
-88,243
| -20% | -$5.07M |
|
1368
iShares Morningstar Growth ETF
ILCG
$3.27B
| $17.5M | 0.01% |
363,612
+9,374
| +3% | +$507K |
|
1369
CRISPR Therapeutics
CRSP
$5.17B
| $17.5M | 0.01% |
267,962
+34,043
| +15% | +$2.47M |
|
1370
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
| $17.5M | 0.01% |
546,178
-10,131
| -2% | -$357K |
|
1371
CALL
Mondelez International
MDLZ
$79.9B
| $17.5M | 0.01% |
319,200
+124,800
| +64% | +$7.75M |
|
1372
Li Auto
LI
$12.7B
| $17.5M | 0.01% |
760,220
-417,659
| -35% | -$13M |
|
1373
CALL
American Express
AXP
$230B
| $17.5M | 0.01% |
129,600
+20,000
| +18% | +$3.03M |
|
1374
CALL
LivaNova
LIVN
$4.2B
| $17.5M | 0.01% |
343,900
+5,500
| +2% | +$326K |
|
|
HTD
1375
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
| $17.4M | 0.01% |
832,435
-1,383
| -0.2% | -$32.7K |
|
Similar funds
UBS Group's Q3 2022 Portfolio in Review
As of Q3 2022, UBS Group held 11,885 positions worth $228B, down 6.3% from $244B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2022 filing shows 1,175 new, 4,825 increased, 3,846 reduced and 1,024 closed positions. Its largest new stake was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $630M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2022 buy was Fairlead Tactical Sector ETF: 824,803 shares worth $18.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2022, an estimated $324M increase.
- UBS Group's biggest Q3 2022 reduction was iShares MSCI ACWI ETF, cutting an estimated $630M.
- UBS Group fully exited CMC Materials, Inc. Common Stock in Q3 2022, selling an estimated $111M.
- UBS Group's ten largest holdings make up 14% of its $228B portfolio in Q3 2022.
- UBS Group opened 1,175 new positions and closed 1,024 in Q3 2022.
- UBS Group's portfolio value fell 6.3% quarter-over-quarter to $228B.
Based on UBS Group's 13F filing for Q3 2022, filed 10 Nov 2022.