UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
American Financial Group
AFG
$12.2B
| $24.2M | 0.01% |
192,441
-11,486
| -6% | -$1.5M |
|
1352
Zillow
Z
$7.65B
| $24.2M | 0.01% |
274,501
-4,164
| -1% | -$421K |
|
1353
PUT
Align Technology
ALGN
$12.1B
| $24.2M | 0.01% |
36,300
-8,900
| -20% | -$6.04M |
|
1354
Ferrari
RACE
$71.6B
| $24.1M | 0.01% |
115,230
-28,590
| -20% | -$6.14M |
|
1355
Nuveen ESG Small-Cap ETF
NUSC
$1.32B
| $24.1M | 0.01% |
554,008
+32,711
| +6% | +$1.44M |
|
1356
Royce Value Trust
RVT
$2.27B
| $24.1M | 0.01% |
1,335,839
+61,503
| +5% | +$1.14M |
|
|
VISN
1357
CALL
Vistance Networks Inc
VISN
$2.28B
| $24M | 0.01% |
1,767,000
| – | – |
|
1358
Principal Financial Group
PFG
$24.7B
| $24M | 0.01% |
371,989
-64,117
| -15% | -$4.12M |
|
1359
Scotiabank
BNS
$108B
| $24M | 0.01% |
389,280
-12,151
| -3% | -$760K |
|
1360
Etsy
ETSY
$7.81B
| $24M | 0.01% |
115,178
+4,161
| +4% | +$844K |
|
1361
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
| $23.9M | 0.01% |
1,458,914
-187,287
| -11% | -$3.08M |
|
1362
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.9B
| $23.9M | 0.01% |
394,029
+366,593
| +1,336% | +$22.6M |
|
1363
CALL
American Express
AXP
$231B
| $23.9M | 0.01% |
142,600
+94,100
| +194% | +$15.7M |
|
1364
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.48B
| $23.9M | 0.01% |
840,585
+51,750
| +7% | +$1.53M |
|
1365
PUT
Lam Research
LRCX
$383B
| $23.8M | 0.01% |
419,000
+230,000
| +122% | +$14M |
|
1366
JetBlue
JBLU
$2.34B
| $23.8M | 0.01% |
1,557,622
+286,972
| +23% | +$4.4M |
|
1367
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
| $23.8M | 0.01% |
465,282
-1,289
| -0.3% | -$67.4K |
|
1368
Chemed
CHE
$7.18B
| $23.7M | 0.01% |
50,981
+2,533
| +5% | +$1.19M |
|
1369
CarMax
KMX
$8.24B
| $23.7M | 0.01% |
185,047
+22,630
| +14% | +$3.01M |
|
|
ABB
1370
DELISTED
ABB Ltd
ABB
| $23.7M | 0.01% |
709,396
-49,684
| -7% | -$1.8M |
|
|
PPLI
1371
People Inc
PPLI
$3.2B
| $23.6M | 0.01% |
221,178
-47,485
| -18% | -$5.23M |
|
1372
GoodRx Holdings
GDRX
$1.26B
| $23.6M | 0.01% |
575,811
-233,950
| -29% | -$8.49M |
|
1373
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.71B
| $23.6M | 0.01% |
603,762
+85,490
| +16% | +$3.4M |
|
1374
iShares US Aerospace & Defense ETF
ITA
$14.6B
| $23.6M | 0.01% |
226,507
-20,407
| -8% | -$2.17M |
|
1375
iShares US Healthcare Providers ETF
IHF
$1.25B
| $23.6M | 0.01% |
460,800
-9,175
| -2% | -$489K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.