UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NS
1351
DELISTED
NuStar Energy L.P.
NS
| $15.4M | 0.01% |
1,453,116
-493,948
| -25% | -$6.61M |
|
1352
PUT
General Mills
GIS
$19.7B
| $15.4M | 0.01% |
+250,000
| New | +$15.6M |
|
1353
Universal Health Services
UHS
$10.5B
| $15.4M | 0.01% |
143,902
-22,395
| -13% | -$2.4M |
|
1354
CALL
Teck Resources
TECK
$32.6B
| $15.3M | 0.01% |
+1,100,000
| New | +$13M |
|
|
BSJK
1355
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $15.3M | 0.01% |
655,091
-35,727
| -5% | -$835K |
|
1356
Royce Value Trust
RVT
$2.3B
| $15.3M | 0.01% |
1,210,237
-2,050
| -0.2% | -$26.8K |
|
1357
Enphase Energy
ENPH
$5.53B
| $15.2M | 0.01% |
184,432
+52,685
| +40% | +$3.53M |
|
1358
Cognex
CGNX
$11.3B
| $15.2M | 0.01% |
233,937
+81,096
| +53% | +$5.24M |
|
1359
PUT
ServiceNow
NOW
$129B
| $15.2M | 0.01% |
156,500
-436,500
| -74% | -$39M |
|
1360
VanEck Oil Services ETF
OIH
$1.92B
| $15.1M | 0.01% |
154,903
-49,506
| -24% | -$6.07M |
|
1361
UDR
UDR
$12.3B
| $15.1M | 0.01% |
464,058
+104,166
| +29% | +$3.66M |
|
|
WRK
1362
DELISTED
WestRock Company
WRK
| $15.1M | 0.01% |
435,591
-351,894
| -45% | -$10.9M |
|
1363
J.M. Smucker
SJM
$12.8B
| $15.1M | 0.01% |
130,744
-8,344
| -6% | -$930K |
|
1364
First Trust Financials AlphaDEX Fund
FXO
$1.14B
| $15M | 0.01% |
593,129
-159,100
| -21% | -$4.15M |
|
1365
Federal Realty Investment Trust
FRT
$10.3B
| $15M | 0.01% |
204,674
+112,839
| +123% | +$8.9M |
|
1366
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $15M | 0.01% |
496,872
-63,001
| -11% | -$2.01M |
|
1367
Scotiabank
BNS
$108B
| $14.9M | 0.01% |
360,119
-6,645
| -2% | -$279K |
|
1368
CBRE Group
CBRE
$42.9B
| $14.9M | 0.01% |
318,126
+12,334
| +4% | +$563K |
|
1369
Fair Isaac
FICO
$22.5B
| $14.9M | 0.01% |
35,106
+23,101
| +192% | +$9.81M |
|
1370
Watsco Inc
WSO
$13.6B
| $14.9M | 0.01% |
63,972
+18,509
| +41% | +$4.17M |
|
1371
Brown & Brown
BRO
$23.9B
| $14.9M | 0.01% |
329,030
+252,293
| +329% | +$11.3M |
|
1372
iShares US Transportation ETF
IYT
$2.29B
| $14.9M | 0.01% |
299,376
+53,116
| +22% | +$2.48M |
|
1373
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$278M
| $14.8M | 0.01% |
284,259
+163,762
| +136% | +$8.46M |
|
|
UNIT
1374
Uniti Group
UNIT
$2.32B
| $14.8M | 0.01% |
1,402,222
-4,671,585
| -77% | -$45.3M |
|
1375
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
| $14.7M | 0.01% |
156,935
-8,785
| -5% | -$823K |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.