UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
BlackRock Core Bond Trust
BHK
$649M
| $20.7M | 0.01% |
1,422,782
+164,323
| +13% | +$2.37M |
|
1352
Liberty Global Class C
LBTYK
$3.63B
| $20.7M | 0.01% |
951,340
+448,249
| +89% | +$10.1M |
|
1353
ON Semiconductor
ON
$31.3B
| $20.7M | 0.01% |
850,283
+119,738
| +16% | +$2.53M |
|
1354
PUT
Accenture
ACN
$101B
| $20.7M | 0.01% |
98,400
+21,700
| +28% | +$4.23M |
|
|
Y
1355
DELISTED
Alleghany Corp
Y
| $20.7M | 0.01% |
25,900
+7,185
| +38% | +$5.61M |
|
1356
PUT
Transocean
RIG
$5.7B
| $20.7M | 0.01% |
3,009,400
-1,300,000
| -30% | -$6.7M |
|
1357
iShares US Equity Factor ETF
LRGF
$3.63B
| $20.6M | 0.01% |
597,519
-46,418
| -7% | -$1.54M |
|
1358
Pacer Trendpilot 100 ETF
PTNQ
$1.22B
| $20.6M | 0.01% |
509,885
+3,106
| +0.6% | +$118K |
|
1359
Essential Utilities
WTRG
$11B
| $20.5M | 0.01% |
437,465
+35,782
| +9% | +$1.61M |
|
1360
IDEX
IEX
$17.2B
| $20.5M | 0.01% |
119,345
+48,028
| +67% | +$7.77M |
|
|
BSCK
1361
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
| $20.5M | 0.01% |
963,677
-30,375
| -3% | -$647K |
|
1362
Quest Diagnostics
DGX
$25.6B
| $20.5M | 0.01% |
192,024
+19,616
| +11% | +$2.05M |
|
1363
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.81B
| $20.5M | 0.01% |
748,215
-417,710
| -36% | -$11M |
|
1364
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$753M
| $20.4M | 0.01% |
452,933
-53,095
| -10% | -$2.32M |
|
|
BSCL
1365
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
| $20.4M | 0.01% |
959,536
+23,059
| +2% | +$490K |
|
|
SCHV
1366
Schwab US Large-Cap Value ETF
SCHV
$15.8B
| $20.3M | 0.01% |
1,014,099
+30,444
| +3% | +$590K |
|
|
CONE
1367
DELISTED
CyrusOne Inc Common Stock
CONE
| $20.3M | 0.01% |
309,808
+175,393
| +130% | +$12M |
|
1368
CALL
Oracle
ORCL
$409B
| $20.3M | 0.01% |
382,500
+170,000
| +80% | +$9.36M |
|
1369
State Street SPDR S&P International Dividend ETF
DWX
$527M
| $20.3M | 0.01% |
504,099
+65,385
| +15% | +$2.6M |
|
1370
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.8B
| $20.3M | 0.01% |
336,463
+21,010
| +7% | +$1.24M |
|
1371
Pembina Pipeline
PBA
$28B
| $20.2M | 0.01% |
545,479
+182,653
| +50% | +$6.53M |
|
1372
BlackRock Science and Technology Term Trust
BSTZ
$1.99B
| $20.2M | 0.01% |
985,372
+368,853
| +60% | +$7.39M |
|
1373
Avery Dennison
AVY
$13.2B
| $20.2M | 0.01% |
154,369
+72,020
| +87% | +$9.09M |
|
1374
TransUnion
TRU
$15.3B
| $20.1M | 0.01% |
235,149
+29,517
| +14% | +$2.46M |
|
1375
PUT
Bilibili
BILI
$8.05B
| $20.1M | 0.01% |
1,078,700
+478,700
| +80% | +$7.77M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.