UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
Compañía de Minas Buenaventura
BVN
$7.68B
| $13.9M | 0.01% |
1,085,859
-92,986
| -8% | -$1.17M |
|
1352
Global X MLP ETF
MLPA
$2.26B
| $13.9M | 0.01% |
224,662
+25,555
| +13% | +$1.6M |
|
|
FDEU
1353
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
| $13.9M | 0.01% |
714,016
-48,082
| -6% | -$903K |
|
1354
Liberty Media Series C
FWONK
$25.5B
| $13.9M | 0.01% |
376,336
+143,900
| +62% | +$5.03M |
|
1355
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
| $13.9M | 0.01% |
722,356
-34,482
| -5% | -$663K |
|
1356
PUT
Fomento Económico Mexicano
FMX
$41.2B
| $13.9M | 0.01% |
145,000
| – | – |
|
1357
PUT
Suburban Propane Partners
SPH
$1.21B
| $13.8M | 0.01% |
530,600
+164,400
| +45% | +$4.02M |
|
1358
JB Hunt Transport Services
JBHT
$25.9B
| $13.8M | 0.01% |
124,290
+25,994
| +26% | +$2.52M |
|
1359
iShares MSCI Hong Kong ETF
EWH
$1.23B
| $13.8M | 0.01% |
558,717
-3,125
| -0.6% | -$76K |
|
1360
Carter's
CRI
$1.43B
| $13.8M | 0.01% |
139,576
+14,483
| +12% | +$1.29M |
|
|
ARDC
1361
Are Dynamic Credit Allocation Fund
ARDC
$295M
| $13.8M | 0.01% |
839,735
-24,192
| -3% | -$395K |
|
1362
Genesis Energy
GEL
$1.82B
| $13.8M | 0.01% |
522,310
-31,202
| -6% | -$886K |
|
1363
Gold Fields
GFI
$28.8B
| $13.8M | 0.01% |
3,191,725
-316,821
| -9% | -$1.3M |
|
1364
SEI Investments
SEIC
$12.3B
| $13.7M | 0.01% |
225,074
+2,138
| +1% | +$121K |
|
|
ATVI
1365
PUT
DELISTED
Activision Blizzard
ATVI
| $13.7M | 0.01% |
212,661
+202,100
| +1,914% | +$12.6M |
|
1366
Kohl's
KSS
$2.16B
| $13.7M | 0.01% |
299,917
+78,678
| +36% | +$3.23M |
|
1367
iShares CMBS ETF
CMBS
$473M
| $13.7M | 0.01% |
265,238
+39,095
| +17% | +$2.02M |
|
1368
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.7M
| $13.6M | 0.01% |
258,796
-86,203
| -25% | -$4.27M |
|
|
CLR
1369
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $13.6M | 0.01% |
352,575
+282,224
| +401% | +$9.58M |
|
|
CA
1370
DELISTED
CA, Inc.
CA
| $13.6M | 0.01% |
407,142
+111,879
| +38% | +$3.7M |
|
|
NXTM
1371
DELISTED
NxStage Medical Inc.
NXTM
| $13.6M | 0.01% |
491,956
+470,693
| +2,214% | +$12.6M |
|
1372
Cognex
CGNX
$9.62B
| $13.6M | 0.01% |
246,124
+96,710
| +65% | +$4.91M |
|
1373
CF Industries
CF
$19.6B
| $13.5M | 0.01% |
384,772
+22,983
| +6% | +$710K |
|
1374
CALL
Cheniere Energy
LNG
$54.2B
| $13.5M | 0.01% |
300,000
+150,000
| +100% | +$6.63M |
|
1375
PUT
Cencora
COR
$62B
| $13.5M | 0.01% |
162,600
| – | – |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.