UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DPG
1351
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
| $12.1M | 0.01% |
780,003
+73,599
| +10% | +$1.14M |
|
|
RWT
1352
Redwood Trust
RWT
$574M
| $12.1M | 0.01% |
793,945
+17,402
| +2% | +$256K |
|
1353
Kimco Realty
KIM
$17.2B
| $12M | 0.01% |
477,923
+160,936
| +51% | +$4.24M |
|
|
WBA
1354
CALL
DELISTED
Walgreens Boots Alliance
WBA
| $12M | 0.01% |
145,300
+52,100
| +56% | +$4.31M |
|
|
SIVB
1355
DELISTED
SVB Financial Group
SIVB
| $12M | 0.01% |
70,039
+10,950
| +19% | +$1.57M |
|
1356
Fastenal
FAST
$54.7B
| $12M | 0.01% |
1,023,592
-1,268,308
| -55% | -$13.9M |
|
1357
CALL
iShares Biotechnology ETF
IBB
$9.34B
| $12M | 0.01% |
135,900
+130,500
| +2,417% | +$11.9M |
|
1358
First Trust Cloud Computing ETF
SKYY
$2.92B
| $12M | 0.01% |
347,579
+48,559
| +16% | +$1.67M |
|
1359
JPMorgan Diversified Return International Equity ETF
JPIN
$368M
| $12M | 0.01% |
244,192
-13,304
| -5% | -$662K |
|
1360
Marvell Technology
MRVL
$168B
| $11.9M | 0.01% |
861,617
+413,945
| +92% | +$5.64M |
|
1361
iShares MSCI Europe Financials ETF
EUFN
$4.14B
| $11.9M | 0.01% |
626,852
+99,916
| +19% | +$1.81M |
|
1362
Element Solutions
ESI
$8.95B
| $11.9M | 0.01% |
1,209,371
+450,611
| +59% | +$3.85M |
|
1363
Invesco S&P 500 High Beta ETF
SPHB
$971M
| $11.8M | 0.01% |
322,219
+183,504
| +132% | +$6.38M |
|
1364
CALL
Verizon
VZ
$195B
| $11.8M | 0.01% |
220,300
+37,550
| +21% | +$1.88M |
|
1365
CALL
Ovintiv
OVV
$17.3B
| $11.7M | 0.01% |
200,060
+180,769
| +937% | +$10.3M |
|
1366
SBA Communications
SBAC
$19.2B
| $11.7M | 0.01% |
113,548
-202,025
| -64% | -$21.3M |
|
1367
BlackRock Enhanced International Dividend Trust
BGY
$524M
| $11.7M | 0.01% |
2,123,709
-68,507
| -3% | -$381K |
|
|
SMM
1368
DELISTED
Salient Midstream & MLP Fund
SMM
| $11.7M | 0.01% |
860,936
+267,019
| +45% | +$3.44M |
|
1369
CALL
Macerich
MAC
$7.33B
| $11.7M | 0.01% |
165,000
-5,000
| -3% | -$357K |
|
1370
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
| $11.7M | 0.01% |
187,766
+70,142
| +60% | +$4.11M |
|
1371
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
| $11.7M | 0.01% |
572,182
-291,898
| -34% | -$5.97M |
|
|
ZAYO
1372
DELISTED
Zayo Group Holdings, Inc.
ZAYO
| $11.7M | 0.01% |
355,305
+331,826
| +1,413% | +$10.9M |
|
|
MON
1373
PUT
DELISTED
Monsanto Co
MON
| $11.7M | 0.01% |
110,800
-595,000
| -84% | -$61M |
|
1374
PUT
Capri Holdings
CPRI
$1.83B
| $11.6M | 0.01% |
271,000
-50,000
| -16% | -$2.37M |
|
1375
CALL
Range Resources
RRC
$9.38B
| $11.6M | 0.01% |
+338,000
| New | +$12.1M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.