UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.51B
| $24.5M | 0.01% |
989,504
+321,718
| +48% | +$8.68M |
|
1327
CDW
CDW
$17B
| $24.4M | 0.01% |
121,183
+87,197
| +257% | +$17.4M |
|
1328
First Trust Natural Gas ETF
FCG
$623M
| $24.4M | 0.01% |
940,549
-41,794
| -4% | -$1.07M |
|
1329
CALL
DuPont de Nemours
DD
$19.2B
| $24.4M | 0.01% |
260,908
+35,850
| +16% | +$3.37M |
|
1330
PUT
Exelon
EXC
$47B
| $24.4M | 0.01% |
646,400
+140,000
| +28% | +$5.7M |
|
1331
CALL
Cummins
CMI
$88.7B
| $24.4M | 0.01% |
106,900
+4,000
| +4% | +$966K |
|
1332
PUT
Arbor Realty Trust
ABR
$998M
| $24.4M | 0.01% |
1,604,800
+146,700
| +10% | +$2.32M |
|
1333
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
| $24.3M | 0.01% |
1,426,179
+44,001
| +3% | +$785K |
|
1334
PUT
Procter & Gamble
PG
$339B
| $24.3M | 0.01% |
166,800
+35,000
| +27% | +$5.35M |
|
1335
Fidelity National Financial
FNF
$13.5B
| $24.3M | 0.01% |
587,724
-354,255
| -38% | -$14.2M |
|
1336
PUT
iShares Biotechnology ETF
IBB
$9.77B
| $24.2M | 0.01% |
198,100
+116,500
| +143% | +$14.8M |
|
1337
Smith & Wesson
SWBI
$637M
| $24.2M | 0.01% |
1,875,649
+114,584
| +7% | +$1.43M |
|
1338
Wheaton Precious Metals
WPM
$60.9B
| $24.2M | 0.01% |
596,109
-124,487
| -17% | -$5.37M |
|
|
DLY
1339
DoubleLine Yield Opportunities Fund
DLY
$690M
| $24.2M | 0.01% |
1,639,900
-26,276
| -2% | -$382K |
|
1340
Illumina
ILMN
$28.4B
| $24.2M | 0.01% |
180,884
-59,496
| -25% | -$9.78M |
|
1341
CALL
LyondellBasell Industries
LYB
$19.2B
| $24.1M | 0.01% |
255,000
| – | – |
|
1342
Williams-Sonoma
WSM
$29.6B
| $24.1M | 0.01% |
310,270
-286,900
| -48% | -$19.8M |
|
1343
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $24.1M | 0.01% |
521,319
-48,574
| -9% | -$2.27M |
|
1344
iShares iBonds Dec 2032 Term Treasury ETF
IBTM
$560M
| $24.1M | 0.01% |
1,094,769
+995,440
| +1,002% | +$22.6M |
|
|
IBTF
1345
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
| $24.1M | 0.01% |
1,042,853
+551,978
| +112% | +$12.7M |
|
1346
iShares Global Healthcare ETF
IXJ
$4.18B
| $24M | 0.01% |
291,467
+427
| +0.1% | +$36.2K |
|
1347
Natural Resource Partners
NRP
$1.42B
| $24M | 0.01% |
304,175
-107,017
| -26% | -$6.95M |
|
1348
Dimensional US Small Cap ETF
DFAS
$15.7B
| $24M | 0.01% |
456,476
+173,194
| +61% | +$9.54M |
|
1349
Domino's
DPZ
$11.6B
| $23.9M | 0.01% |
63,214
-34,613
| -35% | -$13.3M |
|
1350
Franklin Resources
BEN
$17.2B
| $23.9M | 0.01% |
973,138
+116,996
| +14% | +$3.16M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.