UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
New Oriental
EDU
$9.04B
| $28.7M | 0.01% |
1,367,568
+942,326
| +222% | +$20.3M |
|
1327
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$760M
| $28.7M | 0.01% |
459,914
-71,670
| -13% | -$4.35M |
|
1328
iShares US Aerospace & Defense ETF
ITA
$14.6B
| $28.7M | 0.01% |
279,268
+52,761
| +23% | +$5.5M |
|
1329
PUT
Estee Lauder
EL
$30.9B
| $28.7M | 0.01% |
77,500
| – | – |
|
|
MRO
1330
DELISTED
Marathon Oil Corporation
MRO
| $28.6M | 0.01% |
1,742,590
-776,614
| -31% | -$12.5M |
|
1331
FTAI Aviation
FTAI
$22.7B
| $28.6M | 0.01% |
1,158,174
+967,057
| +506% | +$21.1M |
|
|
RDS.B
1332
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $28.5M | 0.01% |
658,087
+29,667
| +5% | +$1.34M |
|
1333
Burlington
BURL
$23.4B
| $28.5M | 0.01% |
97,689
+4,620
| +5% | +$1.3M |
|
1334
MarketAxess Holdings
MKTX
$5.72B
| $28.5M | 0.01% |
69,204
+2,046
| +3% | +$807K |
|
|
EDR
1335
DELISTED
Endeavor Group Holdings, Inc.
EDR
| $28.4M | 0.01% |
814,651
+386,319
| +90% | +$10.9M |
|
1336
PUT
Northrop Grumman
NOC
$80.7B
| $28.4M | 0.01% |
73,300
+21,190
| +41% | +$7.89M |
|
1337
PUT
eBay
EBAY
$48.9B
| $28.3M | 0.01% |
426,300
| – | – |
|
1338
iShares Morningstar Growth ETF
ILCG
$3.24B
| $28.3M | 0.01% |
393,987
-2,573
| -0.6% | -$181K |
|
1339
PUT
Alcon
ALC
$33.9B
| $28.2M | 0.01% |
323,975
+103,127
| +47% | +$8.49M |
|
1340
PUT
International Paper
IP
$21.5B
| $28.2M | 0.01% |
600,133
+88,949
| +17% | +$4.39M |
|
1341
PUT
Royal Caribbean
RCL
$85.7B
| $28.1M | 0.01% |
365,800
+83,161
| +29% | +$6.76M |
|
1342
iShares US Financials ETF
IYF
$4.61B
| $28.1M | 0.01% |
323,858
+14,800
| +5% | +$1.29M |
|
1343
VictoryShares US 500 Volatility Wtd ETF
CFA
$547M
| $28.1M | 0.01% |
361,425
-41,223
| -10% | -$3.09M |
|
1344
Nuveen Municipal Credit Income Fund
NZF
$2.43B
| $28.1M | 0.01% |
1,640,798
-131,440
| -7% | -$2.22M |
|
1345
Barings BDC
BBDC
$963M
| $28.1M | 0.01% |
2,545,841
-37,688
| -1% | -$416K |
|
1346
iShares US Basic Materials ETF
IYM
$1.23B
| $28M | 0.01% |
199,799
+15,360
| +8% | +$2.07M |
|
1347
Trimble
TRMB
$13.6B
| $28M | 0.01% |
320,908
-23,433
| -7% | -$2.01M |
|
1348
Live Nation Entertainment
LYV
$42.3B
| $27.9M | 0.01% |
233,166
+52,591
| +29% | +$5.67M |
|
|
JPS
1349
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $27.8M | 0.01% |
2,861,846
-199,881
| -7% | -$1.93M |
|
|
STOR
1350
DELISTED
STORE Capital Corporation
STOR
| $27.7M | 0.01% |
805,873
-290,914
| -27% | -$9.88M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.